MH
Michael V. Holm
TRANSAMERICA FINANCIAL ADVISORS
HURRICANE, UT 84737
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CRD#: 6527368
MH
Professional summary
Michael Vaughn Holm is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Hurricane, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. MONTE HOLM AMP; ASSOCIATES/INVESTMENT RELATED - NO/PO BOX 912020#10;SAINT GEORGE, UT 84791#10;4356560900/GENERAL FARMING AMP; RANCHING. THIS BUSINESS OWNS A RANCH IN SOUTHERN UTAH AMP; IS UNDER DEVELOPMENT TO HAVE HORSE FACILITIES AND ALFALFA PRODUCTION./CONSULTANT/07.2014/80/80/I HELP ORGANIZE MY DADS SCHEDULE AND MAKE SURE HE IS ABLE TO BE WHERE HE NEEDS TO BE. I ALSO CONSULT WITH HIM ON HIS RANCH FOR FARMING. I PUT TOGETHER PLANS AMP; RESEARCH FIELD GRASSES THAT WILL GROW BEST AMP; SPRINKLER SYSTEMS TO INSTALL TO WATER THOSE FIELDS. I PUT TOGETHER AMP; RESEARCH PLANS FOR HIS HORSE FACILITY AND FARMING EQUIPMENT. I CONSULT ON INFRASTRUCTURE FOR THE WATER SYSTEMS AMP; SEWAGE SYSTEMS.#10;#10;STEIJUM CONSULTING LLC/INVESTMENT RELATED - NO/1031 SOUTH BLUFF STREET#10;SUITE 107#10;ST GEORGE, UTAH 84770/WE CONSULT WITH BUSINESSES TO BETTER THEIR BUSINESS SYSTEMS. EVERYTHING FROM PAYROLL, TO MENTALITY COACHING. WE GO IN AND ASSESS THE COMPANY, FINDING THE PITFALLS AND PUT TOGETHER A PLAN TO IMPLEMENT A SYSTEM TO FILL ANY GAPS IN THEIR BUSINESS./DIRECTOR/12.2012/20/20/I SIT DOWN WITH BUSINESS OWNERS AND CONSULT WITH THEM ABOUT BETTERING THEIR BUSINESS SYSTEMS. I HELP THEM UNDERSTAND THE IMPORTANCE OF SYSTEMS TO RUN THEIR BUSINESSES.#10;#10;M2 ENTERPRIZES/INVESTMENT RELATED - NO/178 WEST 3830 SOUTH#10;WASHINGTON, UT 84780#10;435.862.6561/WE CONSULT WITH BUSINESSES ON THEIR BUSINESS SYSTEMS, IMPROVING PRODUCTIVITY ETC./PRESIDENT/12.2014/10/10/MAKE SURE THE BUSINESS OPERATIONS RUN SMOOTHLY. HANDLE THE FINANCES OF THE BUSINESS.#10;#10; Holm Empire LLC/approved with restrictions/308 West Tabernacle, St George UT 84770/investments related: no/This is a pass through corporation used for tax purposes/owner/2 hrs per month during securities trading CHASE TREASURES POSITION: Owner NATURE: I am putting a case containing cash and valuables hidden somewhere and customers will pay to get GPS coordinates to go find it. Similar to geo cashing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 616 South 300 East, St George UT 84790, United States DESCRIPTION: None really, I hide a case containing valuables, people pay to get coordinates and try and find it. It's all automated. SOVEREIGN WEALTH POSITION: Owner NATURE: Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 2479 s 3210 e, St George UT 84790, United States DESCRIPTION: None FAOC - FINANCIAL ADVISOR ON CALL POSITION: Technology Consultant NATURE: Technology services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 801 West Bay Drive Largo, Largo FL 33770, United States DESCRIPTION: FAOC is a technology and education company. They have an online business designed primarily for employees. The concept is that the employer adds FAOC to their benefits package, the employee gets access to the FAOC website with lots of calculators and educational videos etc. I have been approached by this company to consult with them on making their product better. My title would be technology consultant. My role would be all internal for the company to help their development team make their product more user friendly and help get it positioned to scale. I would not have any involvement with their customers or make sales ect. FAOC is not a broker dealer, not an RIA, does not give financial advise, it is strictly a technology and education software sales company.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vaughn Holm's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Vaughn Holm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 52 S. 850 W. Suite 103-a, Hurricane, UT 84737RIA
BD
CRD#: 16164
HURRICANE, UT
Current
July 10, 2015 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 52 S. 850 W. Suite 103-a, Hurricane, UT 84737RIA
BD
CRD#: 16164
HURRICANE, UT
Past
January 29, 2007 - May 27, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ST. GEORGE, UT
Past
January 19, 2007 - January 19, 2007
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ST. GEORGE, UT
Past
January 19, 2004 - June 4, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ST. GEORGE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nevada(5/17/2019)
RR
Utah(7/15/2015)
IAR
Utah(8/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Hurricane, UT 84737TRUST BUT VERIFY
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