AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EC

Erin N. Cleveland

TPEG SECURITIES
Southlake, TX 76092
Some features on this profile are disabled
CRD#: 6501224
EC

Professional summary

Erin Nicole Cleveland, CFP®, who also goes by Erin Nicole Patridge, Erin Patridge, is a registered financial professional currently at TPEG SECURITIES, LLC located in Southlake, Texas.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2018. Erin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Erin Nicole Patridge | Erin Patridge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erin Nicole Cleveland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 7, 2020 - Present

TPEG SECURITIES, LLC

Office #1: 2102 E State Hwy 114 Suite 300, Southlake, TX 76092
BD
CRD#: 146726
Southlake, TX
Past

August 13, 2018 - December 4, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Dallas, TX
Past

May 21, 2018 - December 4, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Dallas, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/7/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TPEG SECURITIES, LLC
TPEG SECURITIES, LLC

CRD#: 146726 / SEC#: , 8-67843

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2102 E State Hwy 114 Suite 300, Southlake, TX 76092
Mailing Address
2102 E State Hwy 114 Suite 300, Southlake, TX 76092
Phone number
(817) 310-2900
Established
Texas since 10/15/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHANDRA, SANJAYMANAGING MEMBER5512809
MEADER, DANIEL SHRIGLEYMANAGING MEMBER,CEO,CCO, EXECUTIVE REPRESENTATIVE4789581
TROUSDALE, LAUREN NICOLEFINOP5622407

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TPEG SECURITIES, LLC

CRD#: 146726Southlake, TX 76092

TRUST BUT VERIFY

Monitor Erin Cleveland

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Sean Ryan Leonard
Sean LeonardAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Hurst, TX
Robert Wesley Shannon
Robert ShannonAdvisorCheck Check Mark
BRAZOS WEALTH ADVISORS LLC
IAR
FORT WORTH, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.