Scott J. Corcoran

ARAGON FAMILY OFFICE LLC

HOMEWOOD, AL 35209

Some features on this profile are disabled

CRD#: 6470443

Professional summary

Scott Jameson Corcoran, who also goes by Scott Corcoran, is a registered financial advisor currently at ARAGON FAMILY OFFICE LLC located in Homewood, Alabama.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Scott has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Corcoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jameson Corcoran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2025 - Present

ARAGON FAMILY OFFICE LLC

Office #1: 3036 Independence Drive, Homewood, AL 35209

RIA

CRD#: 337597

HOMEWOOD, AL

Past

April 29, 2024 - August 6, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Vestavia Hills, AL

Past

April 6, 2018 - April 29, 2024

CORCORAN CAPITAL MANAGEMENT LLC

RIA

CRD#: 292636

BIRMINGHAM, AL

Past

March 16, 2017 - January 12, 2018

FIRST ADVISORS CAPITAL, INC.

RIA

CRD#: 149832

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2017

Uniform Investment Adviser Law Examination

Current Firm

ARAGON FAMILY OFFICE LLC

CRD#: 337597 / SEC#: 801-133925

RIA

Registered Investment Advisory firm - (7/21/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3036 Independence Drive, Homewood, AL 35209

Mailing Address

Phone number

(719) 244-4814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFO ADV 2A (6/24/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott J. Corcoran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jameson Corcoran's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARAGON FAMILY OFFICE LLC

KESTRA ADVISORY SERVICES, LLC

CORCORAN CAPITAL MANAGEMENT LLC

FIRST ADVISORS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2017

Current Firm

ARAGON FAMILY OFFICE LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ARAGON FAMILY OFFICE LLC

TRUST BUT VERIFY

Similar Advisors