Levi H. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Levi H Anderson, CFP®, who also goes by Levi Hunter Anderson, was a registered financial professional .
Levi is a previously registered financial professional and started their career in finance in 2015. Levi had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
June 16, 2021 - May 11, 2026
EP WEALTH ADVISORS
October 16, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 16, 2019 - January 11, 2021
TD AMERITRADE, INC.
October 16, 2019 - January 11, 2021
TD AMERITRADE, INC.
March 16, 2015 - October 2, 2019
EDWARD JONES
February 25, 2015 - October 2, 2019
EDWARD JONES
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
