CHASE R. CARMICHAEL

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CRD#: 6211790

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

CHASE RYAN CARMICHAEL was a registered financial professional .

CHASE is a previously registered financial professional and started their career in finance in 2014. CHASE had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

Chase started his financial career in 2014 at PNC Investments in Pittsburgh after graduating from Clarion University of Pennsylvania with a Bachelor of Science degree in Personal Finance. He joined Mercer Advisors as Regional Vice President for the Gulf Coast Region of Florida. Prior to joining the team, he has been in charge of relationship management for high net worth clients at PNC, TD Ameritrade and Fisher Investments.

Outside of work, he enjoys golfing, watching both college and NFL football (go Sooners and Steelers!) and spending time with family.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 9, 2024 - September 15, 2025

GW&K INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 121942

BOSTON, MA

Past

October 12, 2021 - September 21, 2023

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Boca Raton, FL

Past

May 17, 2019 - September 8, 2021

FISHER INVESTMENTS

RIA

CRD#: 107342

TAMPA, FL

Past

January 18, 2017 - May 2, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Naples, FL

Past

January 13, 2017 - May 2, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

NAPLES, FL

Past

January 12, 2017 - May 2, 2019

TD AMERITRADE, INC.

CRD#: 7870

NAPLES, FL

Past

August 17, 2016 - December 13, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BONITA SPRINGS, FL

Past

August 16, 2016 - December 13, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BONITA SPRINGS, FL

Past

September 9, 2014 - June 2, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

July 16, 2014 - June 2, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

February 20, 2014 - June 20, 2014

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

CLARION, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GW&K INVESTMENT MANAGEMENT, LLC

GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA

Registered Investment Advisory firm - (11/18/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/18/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2014

General Securities Representative Examination

Current Firm

GW&K INVESTMENT MANAGEMENT, LLC

GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA

Registered Investment Advisory firm - (11/18/2002 Approved)

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Contact information

Main Address

222 Berkeley Street 15th Floor, Boston, MA 02116

Mailing Address

Phone number

(617) 236-8900

Established

Firm type

Fiscal year end

# of Employees

180

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GW&K FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	50,559
AUM (Assets Under Management)	$ 52,933,746,966

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

CHASE R. CARMICHAEL

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

FISHER INVESTMENTS

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

INVESTMENT PROFESSIONALS, INC.

Primary Firm SEC Registration

GW&K INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2014

Series 63

Date: 4/18/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2014

Current Firm

GW&K INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GW&K INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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