Kyle R. Bauser
Professional summary
Kyle Royal Bauser, who also goes by Kyle Bauser, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in Newport Beach, California.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2014. Kyle has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Royal Bauser's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2025 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 888 San Clemente Suite 400, Newport Beach, CA 92660April 25, 2024 - May 2, 2025
B. RILEY SECURITIES, INC.
April 4, 2022 - October 17, 2023
LAKE STREET CAPITAL MARKETS, LLC
August 2, 2018 - March 25, 2022
COLLIERS SECURITIES LLC
April 27, 2015 - April 13, 2016
PIPER SANDLER & CO.
January 28, 2015 - May 21, 2015
CREDIT SUISSE SECURITIES (USA) LLC
April 2, 2014 - January 26, 2015
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
(5/12/2025)
Exams
Series 79TO
Date: 3/4/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
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