Brandon R. Folkes
Professional summary
Brandon Richard Folkes, who also goes by Brandon Richard Folkes, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2013. Brandon has worked at 5 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Richard Folkes's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2025 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022May 21, 2024 - April 16, 2025
RODMAN & RENSHAW, LLC
May 8, 2017 - June 30, 2023
CANTOR FITZGERALD & CO.
March 10, 2014 - May 9, 2017
GUGGENHEIM SECURITIES, LLC
January 8, 2013 - February 26, 2014
CRT CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2025)
(4/22/2025)
Exams
FINRA
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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