How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

Business Name: Philip R. Ashe - Insurance Investment Related: Yes Address: 1080 Pittsford Victor Rd Pittsford NY 14534 Nature of Business: Insurance Position, Title or Relationship: Other,I propose to write Insurance policies of the type described above directly, for both individuals and through Companies. Start Date: 1/4/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales, Marketing and write insurance policies of the type described above directly for both individuals and through companies.Business Name: Philip R. Ashe Consulting Investment Related: No Address: 2 Mael Meadow Rochester NY 14624 Nature of Business: Consulting Position, Title or Relationship: Consultant Start Date: 3/1/2003 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide business consulting to independents including: - business and market research - forecasting - business plan development -give educational seminars -Conduct private sessions with clients to understand their needs and obtain their SS info and analyze data to develop strategiesBusiness Name: Regent Financial Group, LLC Investment Related: Yes Address: 1080 Pittsford-Victor Road Pittsford NY 14534 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Financial Advisor Start Date: 2/11/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Plan, Monitor, Trade, Advise, Market and Sell Securities through Regent Financial Group, LLC.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 2/4/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment advisory servicesBusiness Name: Regent Financial Group, LLC Investment Related: Yes Address: 1080 Pittsford Victor Rd Pittsford NY 14534 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 2/3/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Duties of a Registered Representative

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Philip Ryan Ashe

Experience: 11 years / 3 firms

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