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Russell Lewis Brown

Russell Lewis Brown

CFP®
CRD# 6009230·Registered 2012 - 2023
Previously Registered: Being a previously registered professional could mean that Russell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Russell Lewis Brown, CFP® was a registered financial advisor. Russell was a previously registered financial professional and started their career in finance 2012 - 2023. Russell had worked at 2 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2012

Years of Experience

15 years in the financial services industry

Current & Past Employments

RNA FINANCIAL·CRD# 168981
RIA
Minden, NV
January 27, 2020 - October 9, 2023
RNA FINANCIAL·CRD# 168981
RIA
Jackson, CA
January 18, 2017 - December 31, 2019
RNA FINANCIAL·CRD# 168981
RIA
Jackson, CA
January 22, 2014 - December 31, 2016
SIMPLYRIA ADVISOR NETWORK·CRD# 154494
RIA
Jackson, CA
March 12, 2012 - December 31, 2013

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Current Firm

RF
RNA FINANCIAL

BROWN, RUSSELL L. | RNA RETIREMENT, INC. | RNA FINANCIAL

CRD#: 168981

Contact Information

Main Address

Minden, NV

Mailing Address

2925 La Cresta Circle, Minden, NV 89423

Phone Number

(888) 203-8797

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$1,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2011About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Russell Lewis Brown
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