Dean R. Colvin
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
NEW YORK, NY
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CRD#: 5996347
Professional summary
Dean Robert Colvin, CFP®, who also goes by Dean Robert Colvin, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Biography
As a Certified Financial Planner, I strive to unveil challenges and partner with my clients to create financial plans that provide them comfort and confidence. I support my clients in the full range of planning topics and structure with them an ongoing communication strategy that fits their preferences. I have a true passion for delivering a top notch customer experience and in working for Fidelity, which is a client-focused organization that aligns with my core beliefs and values.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dean Robert Colvin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Robert Colvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
SUNY at Binghamton
Bachelor of Arts (BA) - Double Major English and Economics
2011
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #3: 13a W 61st St, New York, NY 10023-0000RIA
CRD#: 104555
NEW YORK, NY
Current
March 5, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 13a West 61st St., New York, NY 10023BD
CRD#: 7784
New York, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
February 22, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Past
March 12, 2013 - February 19, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
March 12, 2013 - February 19, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
June 8, 2012 - April 8, 2013
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
April 27, 2012 - April 8, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
November 23, 2011 - April 5, 2012
EAST SHORE PARTNERS, INC.
BD
CRD#: 28999
HAUPPAUGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/20/2016)
RR
California(5/27/2016)
RR
Colorado(9/23/2019)
RR
Connecticut(3/6/2015)
RR
Delaware(6/25/2020)
RR
District of Columbia(7/19/2024)
RR
Florida(3/6/2015)
RR
Georgia(1/24/2017)
RR
Illinois(11/20/2017)
RR
Indiana(1/6/2017)
RR
Louisiana(12/5/2022)
RR
Maine(6/25/2020)
RR
Maryland(2/19/2021)
RR
Massachusetts(6/27/2016)
RR
Michigan(6/15/2015)
RR
Missouri(9/14/2020)
RR
Nevada(10/8/2021)
RR
New Hampshire(9/14/2020)
RR
New Jersey(3/6/2015)
RR
New York(3/5/2015)
IAR
New York(3/31/2025)
RR
North Carolina(11/20/2017)
RR
Ohio(12/1/2022)
RR
Pennsylvania(3/6/2015)
RR
Rhode Island(6/25/2020)
RR
South Carolina(11/20/2017)
RR
Texas(9/17/2020)
IAR
Texas(3/31/2025)
RR
Utah(6/25/2020)
RR
Vermont(10/9/2020)
RR
Virginia(10/20/2016)
RR
Washington(9/23/2019)
RR
Wisconsin(7/11/2019)
RR
Wyoming(10/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
