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ES

Elizabeth A. Segarra

TRADEWEB LLC
NEW YORK, NY 10167
Some features on this profile are disabled
CRD#: 5994745
ES

Professional summary

Elizabeth Ann Segarra, who also goes by Elizabeth Ann Christenson, Elizabeth Ann Segarra, is a registered financial professional currently at TRADEWEB LLC located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2012. Elizabeth has worked at 2 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Ann Christenson | Elizabeth Ann Segarra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Ann Segarra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 14, 2022 - Present

TRADEWEB LLC

Office #1: 245 Park Avenue 30th Floor, New York, NY 10167
BD
CRD#: 42759
NEW YORK, NY
Past

October 23, 2012 - June 3, 2022

ICE BONDS SECURITIES CORPORATION

BD
CRD#: 123635
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 10/22/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

TL
TRADEWEB LLC
TRADEWEB | TRADEWEB LLC | TRADEWEB L.L.C

CRD#: 42759 / SEC#: , 8-49994

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Phone number
(646) 430-6000
Established
Delaware since 01/27/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEWEB GLOBAL LLCOWNER
BRUNER, CHRISTIAN ADAMBOARD MEMBER5661505
CLACK, AMYBOARD MEMBER4882071
FRIEDMAN, DOUGLAS L.GENERAL COUNSEL5121291
MCGUIRE, MICHAEL TERRENCECHIEF COMPLIANCE OFFICER2267871
PITTINSKY, JONATHAN DAVIDCHIEF FINANCIAL OFFICER4291263
PITTINSKY, JONATHAN DAVIDDIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL4291263
SERRAO, ASHLEY NEILBOARD MEMBER5360541
WOOD, ELISABETH KIRBYBOARD MEMBER4929181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEWEB LLC

CRD#: 42759New York, NY 10167

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