Leslie A. Fields

BUCK WEALTH STRATEGIES

RIO RANCHO, NM 87124

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CRD#: 5992648

Professional summary

Leslie Ann Fields, who also goes by Leslie Ann Borchelt, Leslie Ann Borchelt, Leslie A Fields, Leslie Fields, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Rio Rancho, New Mexico.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Leslie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leslie Ann Borchelt | Leslie Ann Borchelt | Leslie A Fields | Leslie Fields

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: E.A. Buck Financial Services; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Financial Advisor; Duties: Financial Advisor offering investment advice and insurance; Hours Per Week: 40 Hours; Start Date: 08/2024; 2.) Name: Buck Wealth Strategies; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Registered Investment Adviser engaged in asset management services; Hours Per Week: 40 Hours; Start Date: 08/2024; 3.) Name: E.A Buck Insurance; Address: 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Insurance Agent; Duties: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 08/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Fields's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2024 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 481 Quantum Rd Ne, Rio Rancho, NM 87124

RIA

CRD#: 322138

RIO RANCHO, NM

Past

August 12, 2024 - March 28, 2025

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Rio Rancho, NM

Past

August 13, 2019 - July 26, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALBUQUERQUE, NM

Past

August 13, 2019 - July 26, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALBUQUERQUE, NM

Past

June 30, 2017 - August 29, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

PEORIA, IL

Past

June 2, 2017 - August 29, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

PEORIA, IL

Past

December 2, 2014 - November 14, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA FE, NM

Past

October 27, 2014 - November 14, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(8/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2014

General Securities Representative Examination

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leslie A. Fields

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Ann Fields's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2014

SIE

Date: 8/29/2017

Series 7

Date: 10/27/2014

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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