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ZL

Zachary E. Little

SILICON VALLEY PARTNERS LLC
Las Vegas, NV
Some features on this profile are disabled
CRD#: 5965912
ZL

Professional summary

Zachary Eugene Little is a registered financial professional currently at SILICON VALLEY PARTNERS LLC located in Las Vegas, Nevada.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2014. Zachary has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Eugene Little's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 29, 2014 - Present

SILICON VALLEY PARTNERS LLC

BD
CRD#: 153909
Las Vegas, NV
Past

February 3, 2014 - September 25, 2015

FORGE SECURITIES LLC

BD
CRD#: 134596
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/18/2014)
RR
California
(1/31/2014)
RR
Nevada
(2/17/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/22/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SV
SILICON VALLEY PARTNERS LLC
SILICON VALLEY PARTNERS LLC

CRD#: 153909 / SEC#: , 8-68589

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5458 E Cholla Street, Scottsdale, AZ 85254
Mailing Address
5458 E Cholla Street, Scottsdale, AZ 85254
Phone number
(415) 494-3400
Established
Delaware since 08/25/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JBW VENTURES LLCMEMBER
KINZER, CAROL ANNFINANCIAL AND OPERATIONS PRINCIPAL/CFO4519471
WARNER, BLAKEMEMBER / PRESIDENT / PRIN/CCO/AMLCO2504396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILICON VALLEY PARTNERS LLC

CRD#: 153909Las Vegas, NV

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