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SS

Stephanie Sindler

ROBINHOOD FINANCIAL
New York, NY 10014
Some features on this profile are disabled
CRD#: 5956240
SS

Professional summary

Stephanie Sindler, who also goes by Steph Kosabutski, Steph Sindler, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephanie has worked at 12 firms and has passed the Series 66, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steph Kosabutski | Steph Sindler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Sindler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014
BD
CRD#: 165998
New York, NY
Past

October 21, 2024 - February 9, 2026

TRADESK SECURITIES, INC.

BD
CRD#: 321643
SHORT HILLS, NJ
Past

February 7, 2024 - October 4, 2024

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
New York, NY
Past

February 7, 2024 - October 4, 2024

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
CHICAGO, IL
Past

September 29, 2023 - February 3, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 24, 2018 - February 5, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
New York, NY
Past

September 19, 2018 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
NEW YORK, NY
Past

February 23, 2015 - September 18, 2018

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

February 23, 2015 - September 18, 2018

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

January 24, 2014 - March 4, 2015

KAPITALL GENERATION, LLC

BD
CRD#: 153157
DAVENPORT, FL
Past

June 4, 2012 - January 22, 2014

EDELMAN FINANCIAL SERVICES, LLC

RIA
CRD#: 113299
SADDLE BROOK, NJ
Past

June 4, 2012 - January 22, 2014

SANDERS MORRIS LLC

BD
CRD#: 20580
SADDLE BROOK, NJ
Past

September 26, 2011 - May 16, 2012

MORGAN STANLEY

RIA
CRD#: 149777
FLORHAM PARK, NJ
Past

August 22, 2011 - May 16, 2012

MORGAN STANLEY

BD
CRD#: 149777
FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/24/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/13/2025
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event56
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998New York, NY 10014

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