Stephanie Sindler

TRADESK SECURITIES

Short Hills, NJ 07078

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CRD#: 5956240

Professional summary

Stephanie Sindler, who also goes by Steph Sindler, is a registered financial professional currently at TRADESK SECURITIES, INC. located in Short Hills, New Jersey.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephanie has worked at 11 firms and has passed the Series 66, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steph Sindler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Flux Yoga Address: 410 Pompton Ave, Cedar Grove, NJ 07009 Investment-related: No Nature of the business: Yoga teaching Role: Yoga teacher Start Date: 10/5/2019 Description of duties: Teaching a 1 hour hot yoga class twice a week Number of hours each month: 10 Number of hours during trading: 0 2) Name: Verona Yoga Address: 546 Bloomfield Ave, Verona, NJ 07044 Investment-related: No Nature of the business: Yoga teaching Role: Substitute yoga teacher Start Date: 9/23/2019 Description of duties: Substitute teaching yoga classes Number of hours each month: 5 Number of hours during trading: 0 3) Name: Iris Mind & Body Address: 463 Main St 2nd Fl, Little Falls, NJ 07424 Investment-related: No Nature of the business: Yoga teaching Role: Substitute yoga teacher Start Date: 6/15/2019 Description of duties: Substitute teaching yoga classes Number of hours each month: 5 Number of hours during trading: 0

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Sindler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2024 - Present

TRADESK SECURITIES, INC.

Office #1: 830 Morris Turnpike Suite 401, Short Hills, NJ 07078

CRD#: 321643

Short Hills, NJ

Past

February 7, 2024 - October 4, 2024

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

New York, NY

Past

February 7, 2024 - October 4, 2024

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

September 29, 2023 - February 3, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 24, 2018 - February 5, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

New York, NY

Past

September 19, 2018 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

NEW YORK, NY

Past

February 23, 2015 - September 18, 2018

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

February 23, 2015 - September 18, 2018

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

January 24, 2014 - March 4, 2015

KAPITALL GENERATION, LLC

CRD#: 153157

AUSTIN, TX

Past

June 4, 2012 - January 22, 2014

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

SADDLE BROOK, NJ

Past

June 4, 2012 - January 22, 2014

SANDERS MORRIS LLC

CRD#: 20580

SADDLE BROOK, NJ

Past

September 26, 2011 - May 16, 2012

MORGAN STANLEY

RIA

CRD#: 149777

FLORHAM PARK, NJ

Past

August 22, 2011 - May 16, 2012

MORGAN STANLEY

CRD#: 149777

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(10/21/2024)

Minnesota
(10/21/2024)

New Jersey
(10/21/2024)

South Dakota
(4/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 3/13/2025

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADESK SECURITIES, INC.

CRD#: 321643 / SEC#: , 8-70930

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

830 Morris Turnpike Suite 401, Short Hills, NJ 07078

Mailing Address

830 Morris Turnpike Suite 401, Short Hills, NJ 07078

Phone number

(973) 782-1688

Established

Delaware since 11/30/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TRADESK HOLDINGS, INC.	SOLE SHAREHOLDER
BLACKBURN, MICHAEL	CHIEF COMPLIANCE OFFICER	6463561
BRANT, DAVID ROBERT	FINOP	2718478
CHU, ZHAOYANG	CEO, EXECUTIVE REPRESENTATIVE	5363798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie Sindler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Sindler's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

KAPITALL GENERATION, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2011

Series 57TO

Date: 3/13/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2011

Series 24

Date: 11/13/2014

FINRA

Current Firm

TRADESK SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TRADESK SECURITIES, INC.

TRUST BUT VERIFY

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