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AL

Alexandra D. Loshin

TD SECURITIES (USA) LLC
Summit, NJ 07901
Some features on this profile are disabled
CRD#: 5924101
AL

Professional summary

Alexandra Denise Loshin, who also goes by Alexander Denise Loshin, Alexandra Denise Loshin, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Summit, New Jersey.

Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexandra has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alexander Denise Loshin | Alexandra Denise Loshin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexandra Denise Loshin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2024 - Present

TD SECURITIES (USA) LLC

Office #1: 535 Springfield Avenue, Summit, NJ 07901
BD
CRD#: 18476
Summit, NJ
Past

January 22, 2019 - December 9, 2024

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

February 19, 2014 - January 4, 2019

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

BD
CRD#: 149326
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/11/2025)
RR
Alaska
(2/11/2025)
RR
Arizona
(2/11/2025)
RR
Arkansas
(2/11/2025)
RR
California
(2/11/2025)
RR
Colorado
(2/11/2025)
RR
Connecticut
(2/11/2025)
RR
Delaware
(2/11/2025)
RR
District of Columbia
(2/11/2025)
RR
Florida
(2/11/2025)
RR
Georgia
(2/11/2025)
RR
Hawaii
(2/11/2025)
RR
Idaho
(2/11/2025)
RR
Illinois
(2/11/2025)
RR
Indiana
(2/11/2025)
RR
Iowa
(2/11/2025)
RR
Kansas
(2/11/2025)
RR
Kentucky
(2/11/2025)
RR
Louisiana
(2/11/2025)
RR
Maine
(2/11/2025)
RR
Maryland
(2/11/2025)
RR
Massachusetts
(2/11/2025)
RR
Michigan
(2/11/2025)
RR
Minnesota
(2/11/2025)
RR
Mississippi
(2/11/2025)
RR
Missouri
(2/11/2025)
RR
Montana
(2/11/2025)
RR
Nebraska
(2/11/2025)
RR
Nevada
(2/11/2025)
RR
New Hampshire
(2/11/2025)
RR
New Jersey
(12/9/2024)
RR
New Mexico
(2/11/2025)
RR
New York
(12/9/2024)
RR
North Carolina
(2/11/2025)
RR
North Dakota
(2/11/2025)
RR
Ohio
(2/11/2025)
RR
Oklahoma
(2/11/2025)
RR
Oregon
(2/11/2025)
RR
Pennsylvania
(2/11/2025)
RR
Puerto Rico
(2/11/2025)
RR
Rhode Island
(2/11/2025)
RR
South Carolina
(2/11/2025)
RR
South Dakota
(2/11/2025)
RR
Tennessee
(2/11/2025)
RR
Texas
(2/11/2025)
RR
Utah
(2/11/2025)
RR
Vermont
(2/11/2025)
RR
Virginia
(2/11/2025)
RR
Washington
(2/11/2025)
RR
West Virginia
(2/11/2025)
RR
Wisconsin
(2/11/2025)
RR
Wyoming
(2/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2014
General Securities Representative Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

TS
TD SECURITIES (USA) LLC
AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.

CRD#: 18476 / SEC#: , 8-36747

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One Vanderbilt Avenue, New York, NY 10017
Mailing Address
One Vanderbilt Avenue, New York, NY 10017
Phone number
(212) 827-7000
Established
Delaware since 11/01/2004
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORONTO DOMINION HOLDINGS (U.S.A.), INC.PARENT
BROADBERY, MICHAELCHIEF COMPLIANCE OFFICER6947899
GIBSON, GLENNCHIEF EXECUTIVE OFFICER5659024
ORTIZ, JORGE LUISFINANCIAL & OPERATIONS PRINCIPAL2725922
PETROU, CHRISTINA ACHIEF OPERATING OFFICER4007468
WONG, KRISTIECHIEF FINANCIAL OFFICER4725261

Disclosures

Regulatory Event20
Criminal1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD SECURITIES (USA) LLC

CRD#: 18476Summit, NJ 07901

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