KS
Karma Shahin
FLAGSTAR ADVISORS
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 5858992
KS
Professional summary
Karma Shahin, who also goes by Karma Mohammad Shahin, Karma Shahin Yasin, is a registered financial advisor currently at FLAGSTAR ADVISORS located in Beverly Hills, California.
Karma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Karma has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karma Mohammad Shahin | Karma Shahin Yasin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Advisors, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Karma Shahin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karma Shahin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
FLAGSTAR ADVISORS
Office #1: 9665 Wilshire Boulevard Suite 250, Beverly Hills, CA 90212RIA
BD
CRD#: 104233
Beverly Hills, CA
Current
March 25, 2022 - Present
FLAGSTAR ADVISORS
Office #1: 9665 Wilshire Boulevard Suite 250, Beverly Hills, CA 90212RIA
BD
CRD#: 104233
Beverly Hills, CA
Past
March 28, 2022 - December 31, 2024
FLAGSTAR ADVISORS
RIA
CRD#: 104233
New York, NY
Past
April 3, 2020 - March 28, 2022
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WEST HOLLYWOOD, CA
Past
April 3, 2020 - March 28, 2022
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WEST HOLLYWOOD, CA
Past
November 7, 2013 - April 10, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BEVERLY HILLS, CA
Past
November 7, 2013 - April 10, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BEVERLY HILLS, CA
Past
August 29, 2012 - October 30, 2013
WADDELL & REED
RIA
CRD#: 866
COSTA MESA, CA
Past
June 19, 2012 - October 30, 2013
WADDELL & REED
BD
CRD#: 866
COSTA MESA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLAGSTAR ADVISORS
FLAGSTAR ADVISORS | SIGNATURE SECURITIES GROUP CORPORATION | SIGNATURE SECURITIES GROUP CORP. | SIGNATURE SECURITIES | FLAGSTAR ADVISORS, INC. | FLAGSTAR ADVISORS INC
CRD#: 104233 / SEC#: 801-67767, 8-52697
RIA
Registered Investment Advisory firm - SEC (5/10/2007 Approved)Florida
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(1/8/2025)
RR
California(1/9/2025)
RR
Colorado(1/7/2025)
RR
Florida(3/25/2022)
RR
Georgia(8/26/2025)
RR
Maryland(8/26/2025)
RR
Massachusetts(1/14/2025)
RR
Nevada(1/9/2025)
RR
New Jersey(2/5/2025)
RR
New York(1/7/2025)
RR
North Carolina(1/22/2025)
RR
Oregon(1/17/2025)
RR
South Carolina(8/26/2025)
RR
Texas(1/23/2025)
RR
Virginia(1/14/2025)
RR
Washington(8/26/2025)
RR
Wyoming(8/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FLAGSTAR ADVISORS
FLAGSTAR ADVISORS | SIGNATURE SECURITIES GROUP CORPORATION | SIGNATURE SECURITIES GROUP CORP. | SIGNATURE SECURITIES | FLAGSTAR ADVISORS, INC. | FLAGSTAR ADVISORS INC
CRD#: 104233 / SEC#: 801-67767, 8-52697
RIA
Registered Investment Advisory firm - SEC (5/10/2007 Approved)Florida
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1400 Broadway 16th Floor 16th Floor, New York, NY, 10018
Mailing Address
1400 Broadway 16th Floor, New York, NY, 10018
Phone number
(646) 822-1475
Established
New York since 05/26/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
47
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLAGSTAR BANK, N.A. | SHAREHOLDER | |
| FEIT, ADAM BRIAN | HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR | 3261251 |
| GERAGHTY, DOUGLAS P | CHIEF COMPLIANCE OFFICER, DIRECTOR | 6106821 |
| MCGLYNN, BRIAN JOSEPH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER | 4463942 |
| PAWANI, SHWETA PRABHUDAS | FINOP/CHIEF FINANCIAL OFFICER | 4934669 |
| PERRY, PHILIP VINCENT | CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | 2120399 |
| PITTSEY, MARK ANDREW | HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR | 2226562 |
| RAFFETTO, RICHARD ALEXANDER | PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR | 3161430 |
| STERN, SETH WILLIAM | SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR | 7987857 |
Regulatory assets under management
| Total Number of Accounts | 1,571 |
| AUM (Assets Under Management) | $ 1,155,077,972 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
