Stephanie L. Zavos
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
GILBERT, AZ
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CRD#: 5831902
Professional summary
Stephanie Lynn Zavos, CFP®, who also goes by Stephanie Lynn Johannes, Stephanie Lynn Zavos, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Gilbert, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Scottsdale, Arizona.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Stephanie has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
As your Wealth Planner, I strive to partner with you and your family as a trusted guide on a long term financial journey. I am passionate about expanding relationships with my clients and their families through my business beliefs of integrity, dedication, and commitment to understanding your relationship to wealth. Through a detailed five step process, we will collaborate on the creation and maintenance of an evolving financial plan. I look forward to the opportunity to serve your family.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Stephanie Lynn Johannes | Stephanie Lynn Zavos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-15903|OrgNmn:Stephanie Zavos|Org Addr:Scottsdale,Arizona,US|OBA Nature:Sales|Invst Rel:N|Title:Influencer/Ambassador|Duties:Post pictures of my family and tag sponsors with links to their sites for clothing/item purchase.|StrtDt:07-29-20|TotHrs/mon:12|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Lynn Zavos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
Arizona State University
Bachelor of Science (BS) - Finance
2009
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7171 E Paradise Lane, Scottsdale, AZ 85254-2155RIA
CRD#: 104555
GILBERT, AZ
Current
September 19, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7171 E Paradise Lane, Scottsdale, AZ 85254BD
CRD#: 7784
SCOTTSDALE, AZ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GILBERT, AZ
Past
June 27, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SCOTTSDALE, AZ
Past
June 9, 2011 - September 6, 2013
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
SCOTTSDALE, AZ
Past
June 8, 2011 - September 6, 2013
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
SCOTTSDALE, AZ
Past
March 16, 2011 - June 6, 2011
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
PHOENIX, AZ
Past
January 19, 2011 - June 6, 2011
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
PHOENIX, AZ
Past
September 29, 2010 - January 11, 2011
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2024)
RR
Alaska(1/24/2025)
RR
Arizona(9/19/2013)
IAR
Arizona(3/31/2025)
RR
California(6/13/2019)
RR
Colorado(12/9/2021)
RR
Florida(11/12/2019)
RR
Georgia(2/22/2024)
RR
Hawaii(3/7/2022)
RR
Illinois(5/1/2024)
RR
Kansas(2/8/2021)
RR
Massachusetts(1/13/2021)
RR
Michigan(10/13/2020)
RR
Minnesota(12/6/2022)
RR
Montana(2/16/2021)
RR
Nevada(7/10/2023)
RR
New Jersey(2/21/2024)
RR
New York(4/24/2020)
RR
North Carolina(12/14/2022)
RR
Oregon(7/21/2024)
RR
Pennsylvania(9/1/2017)
RR
South Carolina(3/15/2021)
RR
Texas(3/29/2017)
IAR
Texas(3/31/2025)
RR
Utah(8/21/2020)
RR
Virginia(10/3/2023)
RR
Washington(3/5/2024)
RR
Wisconsin(2/21/2024)
RR
Wyoming(3/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Gilbert, AZTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
