Lan-vi P. Dao
STRATEGIC ADVISERS LLC | Financial Consultant
DOVER, NH
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CRD#: 5745817
Professional summary
Lan-vi Pham Dao, who also goes by Lan-vi Pham Dao, Lanvi Dao, Lan-vi Dao, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Dover, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Portsmouth, New Hampshire.
Lan-vi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lan-vi has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 4 exams.
Biography
The best part of my job is the positive impact I'm able to make on the lives of my clients and their loved ones. I strive to empower those I work with to take the next steps towards a well-thought-out financial plan. I will spend time to understand your goals, needs and concerns so that we can co-create a customized wealth plan. We will monitor that plan together and modify as life events occur.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lan-Vi Pham Dao | Lanvi Dao | Lan-Vi Dao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 47942 | Org Name:Lan-Vi Dao | Org Addr:Manchester, NH, US | Nature of Bus:Landlord of a duplex | Invst Rel:Y | Title:Landlord | Duties:Maintain property. Screen for tenants and manage rent. | Start Dt:07/01/2015 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Lan-vi Pham Dao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Southern New Hampshire University
Bachelor of Science (BS) - Finance and Accounting
2009
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 54 Maplewood Ave, Portsmouth, NH 03801-3712RIA
CRD#: 104555
DOVER, NH
Current
December 27, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 54 Maplewood Avenue, Portsmouth, NH 03801BD
CRD#: 7784
Portsmouth, NH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DOVER, NH
Past
January 25, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BELLEVUE, WA
Past
November 25, 2015 - December 19, 2016
SCOTTRADE, INC.
BD
CRD#: 8206
LYNNWOOD, WA
Past
July 4, 2011 - November 10, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Past
January 21, 2010 - May 24, 2010
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
KINGSTON, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/17/2019)
RR
Arkansas(3/12/2021)
RR
California(4/23/2020)
RR
Connecticut(8/1/2022)
RR
Florida(2/12/2021)
RR
Georgia(3/4/2022)
RR
Maine(3/3/2021)
RR
Massachusetts(3/3/2021)
RR
Michigan(10/8/2021)
RR
Minnesota(10/8/2021)
RR
Montana(9/17/2019)
RR
New Hampshire(3/3/2021)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(10/8/2021)
RR
New York(2/12/2021)
RR
Oregon(12/27/2016)
RR
South Carolina(3/4/2022)
RR
Texas(4/23/2020)
IAR
Texas(3/31/2025)
RR
Vermont(4/9/2021)
RR
Virginia(8/4/2021)
RR
Washington(12/27/2016)
RR
Wisconsin(4/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Dover, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
