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Joshua Austin Rigden

Joshua A. Rigden

RIGDEN CAPITAL STRATEGIES
DENVER, CO 80237
Some features on this profile are disabled
CRD#: 5588631
Joshua Austin Rigden

Professional summary

Joshua Austin Rigden, CFP® is a registered financial advisor currently at RIGDEN CAPITAL STRATEGIES located in Denver, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Joshua has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rigden Tax Strategies; Denver, CO; not investment related; Tax Consultant since 2/2017; 15 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Austin Rigden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

March 7, 2025 - Present

RIGDEN CAPITAL STRATEGIES

Office #1: 4600 S Syracuse St 9th Floor, Denver, CO 80237
RIA
CRD#: 326930
DENVER, CO
Past

October 15, 2019 - April 24, 2020

ALPHAMINT FINANCIAL

RIA
CRD#: 109703
Highlands Ranch, CO
Past

June 21, 2019 - March 7, 2025

RISEMINT

RIA
CRD#: 289567
Greenwood Village, CO
Past

September 14, 2018 - August 26, 2019

ALPHAMINT

RIA
CRD#: 291113
Centennial, CO
Past

February 23, 2018 - July 11, 2018

ALPHAMINT FINANCIAL

RIA
CRD#: 109703
Centennial, CO
Past

December 15, 2016 - November 20, 2017

ALPHAMINT FINANCIAL

RIA
CRD#: 109703
Centennial, CO
Past

August 30, 2012 - September 14, 2016

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
LONE TREE, CO
Past

January 1, 2009 - September 14, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LONE TREE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RIGDEN CAPITAL STRATEGIES
RIGDEN CAPITAL | RIGDEN ENTERPRISES | RIGDEN CAPITAL STRATEGIES

CRD#: 326930 / SEC#: 801-132101

RIA
Registered Investment Advisory firm - (3/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/7/2025)
IAR
Texas
(3/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/14/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/10/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/26/2010
General Securities Sales Supervisor - Options Module Examination

Current Firm

RC
RIGDEN CAPITAL STRATEGIES
RIGDEN CAPITAL | RIGDEN ENTERPRISES | RIGDEN CAPITAL STRATEGIES

CRD#: 326930 / SEC#: 801-132101

RIA
Registered Investment Advisory firm - (3/6/2025 Approved)
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Contact information

Main Address
4600 S Syracuse St 9th Floor, Denver, CO 80237
Mailing Address
Phone number
(303) 351-1618
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (7/1/2025)

Regulatory assets under management

Total Number of Accounts578
AUM (Assets Under Management)$ 104,069,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIGDEN CAPITAL STRATEGIES

CRD#: 326930Denver, CO 80237

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