Thomas D. Kerney
Professional summary
Thomas Dekari Kerney, CIMA®, who also goes by Thomas D Kerney, Thomas Kerney, is a registered financial professional currently at CFS SECURITIES, INC. located in Shelton, Connecticut.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 16 firms and has passed the Series 65, Series 66, Series 52TO, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Dekari Kerney's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2017 - Present
CFS SECURITIES, INC.
Office #1: 1000 Bridgeport Avenue Suite 308, Shelton, CT 06484January 4, 2024 - March 1, 2024
COOPER FINANCIAL SERVICES, INC.
February 2, 2021 - January 18, 2022
XYPN INVEST
December 1, 2018 - February 1, 2021
EARLY CAPITAL, LLC
February 19, 2018 - May 11, 2018
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
January 22, 2018 - May 11, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
March 24, 2015 - December 31, 2017
EARLY CAPITAL, LLC
January 16, 2015 - December 6, 2017
VESTOR CAPITAL SECURITIES, LLC
June 4, 2014 - January 7, 2015
BOE SECURITIES INC.
April 14, 2014 - December 31, 2014
FULCRUM SECURITIES, LLC
January 14, 2014 - January 31, 2018
MEMPHIS CAPITAL
November 18, 2013 - January 14, 2014
FOREFRONT CAPITAL MARKETS LLC
April 18, 2013 - November 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2012 - January 2, 2013
LBMZ SECURITIES, INC.
July 25, 2011 - July 2, 2012
GREAT POINT CAPITAL LLC
January 5, 2011 - July 21, 2011
LASALLE ST SECURITIES, L.L.C.
February 23, 2009 - June 22, 2009
NEXT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/1/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
CFS SECURITIES, INC.
CRD#: 46201 / SEC#: , 8-51330
Contact information
FINRA licenses (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTLER, MICHAEL JAMES | PRESIDENT, FINOP, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | 6318239 |
Red Flags
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Company Information
CFS SECURITIES, INC.
CRD#: 46201Shelton, CT 06484TRUST BUT VERIFY
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