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David Matthew Frings

David M. Frings

AMERITAS ADVISORY SERVICES | Vice President, Financial Consultant
ROSEVILLE, CA 95661
Some features on this profile are disabled
CRD#: 5517923
David Matthew Frings

Professional summary

David Matthew Frings, who also goes by David M Frings, David Matthew Frings, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Roseville, California and AMERITAS INVESTMENT COMPANY, LLC located in Roseville, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

My role is to help you work toward your goals. I do this by carefully listening to what is most important to you, helping you plan for intended and unintended outcomes, and leveraging Fidelity's resources to present strategies that are tailored to your unique needs.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David M Frings | David Matthew Frings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Frings's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of the Pacific

Bachelor of Science (BS) - Business Administration (Finance Concentration), Minor in Economics

2002

Experience

Current

November 18, 2025 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 2530 Douglas Blvd Suite 170, Roseville, CA 95661
RIA
CRD#: 317245
ROSEVILLE, CA
Current

November 25, 2025 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 2530 Douglas Blvd Ste 170, Roseville, CA 95661
BD
CRD#: 14869
ROSEVILLE, CA
Past

September 5, 2024 - October 8, 2025

ONEDIGITAL

RIA
CRD#: 106766
El Dorado Hills, CA
Past

July 13, 2018 - February 20, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

July 14, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
FOLSOM, CA
Past

June 12, 2017 - February 20, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ROSEVILLE, CA
Past

January 30, 2013 - June 6, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FOLSOM, CA
Past

December 22, 2012 - June 6, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FOLSOM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA
Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(11/18/2025)
RR
California
(11/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/29/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA
Registered Investment Advisory firm - (1/13/1998 Approved)
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Contact information

Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2026)
AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (3/21/2026)
AMERITAS WEALTH PLATFORM (3/21/2026)
GALAXY WRAP FEE BROCHURE (3/21/2026)
GALAXY II WRAP FEE BROCHURE (3/21/2026)
CONSTELLATION WRAP FEE PROGRAM (3/21/2026)

Regulatory assets under management

Total Number of Accounts41,501
AUM (Assets Under Management)$ 11,506,548,514

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
07/23/2024
Cover Page
Report
07/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERITAS ADVISORY SERVICES, LLC

Vice President, Financial ConsultantCRD#: 317245Roseville, CA 95661

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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