ML
Michael A. Lange
CITY NATIONAL SECURITIES
GLENDORA, CA
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CRD#: 5490423
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Professional summary
Michael Anthony Lange, who also goes by Michael Anthony Lange Mr., Michael Anthony Lange, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Glendora, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Anthony Lange Mr. | Michael Anthony Lange
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Entity: Glendora Lassie LeagueSoftball Non-Investment related Address: 160 N Wabash Ave, Glendora, CA 91741 Nature of OBA: Girls' youth softball league Role/Position/Title: Board Member Start Date: 10/14/22 Time devoted: 5 hours per month; 0 during securities trading hours Duties: In my role as 10U VP, I will: Serve as liaison for players, managers, coaches, and parents regarding all aspects of the league for my division; Help recruit coaches and managers; Provide division scores; Coordinate tryouts; Assist with any conflict resolutions in my division and help assist with all-star selection. (2) Name of Entity: Michael Lange; Non-investment related; Address: 739 E Renwick Rd Glendora CA 91740; Nature of OBA: I am providing hitting and fielding lessons to your men and women for both baseball and softball. ; Position/Title/Relationship: Other; Start Date: 07/01/2023; Time devoted: 6 hours per month; 0 during securities trading hours; Duties: I am providing hitting and fielding lessons to your men and women for both baseball and softball.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Lange's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Lange's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2021 - Present
CITY NATIONAL SECURITIES, INC.
Office #2: 55 S. Lake Ave 6th Floor, Pasadena, CA 91101RIA
BD
CRD#: 103705
GLENDORA, CA
Current
August 2, 2021 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 55 S. Lake Ave 6th Floor, Pasadena, CA 91101RIA
BD
CRD#: 103705
Pasadena, CA
Past
January 3, 2011 - July 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PASADENA, CA
Past
January 3, 2011 - July 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PASADENA, CA
Past
June 18, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
NORCO, CA
Past
April 17, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
NORCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/2/2021)
IAR
California(8/2/2021)
RR
Idaho(3/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
