AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DD

David L. Dickens

Some features on this profile are disabled
CRD#: 5482347
DD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Lavelle Dickens, CFP®, who also goes by David Dickens, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2008. David had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Dickens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

December 13, 2012 - December 31, 2015

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
ATLANTA, GA
Past

April 2, 2012 - May 21, 2026

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
ATLANTA, GA
Past

July 15, 2010 - March 15, 2012

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
ATLANTA, GA
Past

June 28, 2010 - March 15, 2012

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
ATLANTA, GA
Past

January 12, 2009 - March 25, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ATLANTA, GA
Past

September 17, 2008 - March 25, 2010

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MANULIFE INVESTMENT MANAGEMENT (US) LLC
JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT LLC | SOVEREIGN ASSET MANAGEMENT CORPORATION | SOVEREIGN ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC | SOVEREIGN ASSET MANAGEMENT A DIVISION OF JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT | MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | MANULIFE INVESTMENT MANAGEMENT | MANULIFE ASSET MANAGEMENT (US) LLC | MANULIFE ASSET MANAGEMENT | JOHN HANCOCK INVESTMENT MANAGEMENT A DIVISION OF MANULIFE INVESTMENT MANAGEMENT US | JOHN HANCOCK ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC

CRD#: 106435 / SEC#: 801-42023

RIA
Registered Investment Advisory firm - (8/4/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2008
General Securities Representative Examination

Current Firm

MI
MANULIFE INVESTMENT MANAGEMENT (US) LLC
JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT LLC | SOVEREIGN ASSET MANAGEMENT CORPORATION | SOVEREIGN ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC | SOVEREIGN ASSET MANAGEMENT A DIVISION OF JOHN HANCOCK ASSET MANAGEMENT | SOVEREIGN ASSET MANAGEMENT | MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | MANULIFE INVESTMENT MANAGEMENT | MANULIFE ASSET MANAGEMENT (US) LLC | MANULIFE ASSET MANAGEMENT | JOHN HANCOCK INVESTMENT MANAGEMENT A DIVISION OF MANULIFE INVESTMENT MANAGEMENT US | JOHN HANCOCK ASSET MANAGEMENT A DIVISION OF MANULIFE ASSET MANAGEMENT (US) LLC

CRD#: 106435 / SEC#: 801-42023

RIA
Registered Investment Advisory firm - (8/4/1992 Approved)
Loading...

Contact information

Main Address
197 Clarendon St, Boston, MA 02116
Mailing Address
Phone number
(617) 375-1500
Established
Firm type
Fiscal year end
# of Employees
270

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MANULIFE INVESTMENT MANAGEMENT (US) LLC FORM ADV PART 2A BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts4,946
AUM (Assets Under Management)$ 201,358,536,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANULIFE INVESTMENT MANAGEMENT (US) LLC

CRD#: 106435

TRUST BUT VERIFY

Monitor David Dickens

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.