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BM

Brendan G. Moody

WATERSHED PRIVATE WEALTH LLC
OAK BROOK, IL 60523
Some features on this profile are disabled
CRD#: 5466408
BM

Professional summary

Brendan Gilmartin Moody, who also goes by Brendan G Moody, is a registered financial advisor currently at WATERSHED PRIVATE WEALTH LLC located in Oak Brook, Illinois.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brendan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brendan G Moody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TREASURER: FISHER FALCON EDUCATION FOUNDATION: NO COMPENSATION RECEIVED, VOLUNTEER POSITION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Gilmartin Moody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2021 - Present

WATERSHED PRIVATE WEALTH LLC

Office #1: 1415 West. 22nd Street Suite 550, Oak Brook, IL 60523
RIA
CRD#: 316408
OAK BROOK, IL
Past

September 14, 2021 - September 15, 2021

WATERSHED PRIVATE WEALTH LLC

RIA
CRD#: 316408
OAK BROOK, IL
Past

May 29, 2018 - September 20, 2021

SPOTLIGHT ASSET GROUP

RIA
CRD#: 288076
OAKBROOK TERRACE, IL
Past

March 13, 2018 - March 14, 2018

SPOTLIGHT ASSET GROUP

RIA
CRD#: 288076
OAKBROOK TERRACE, IL
Past

July 8, 2011 - March 27, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
OAKBROOK, IL
Past

May 7, 2010 - March 15, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
OAK BROOK, IL
Past

July 14, 2008 - December 16, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
OAK BROOK, IL
Past

February 12, 2008 - December 16, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WATERSHED PRIVATE WEALTH LLC
PROJECTED TBD | WATERSHED PRIVATE WEALTH LLC

CRD#: 316408 / SEC#: 801-122309

RIA
Registered Investment Advisory firm - (9/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/16/2021)
IAR
Texas
(4/4/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/25/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2008
General Securities Representative Examination

Current Firm

WP
WATERSHED PRIVATE WEALTH LLC
PROJECTED TBD | WATERSHED PRIVATE WEALTH LLC

CRD#: 316408 / SEC#: 801-122309

RIA
Registered Investment Advisory firm - (9/10/2021 Approved)
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Contact information

Main Address
1415 West. 22nd Street Suite 550, Oak Brook, IL 60523
Mailing Address
Phone number
(630) 478-0195
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- WATERSHED PRIVATE WEALTH LLC (7/30/2025)

Regulatory assets under management

Total Number of Accounts505
AUM (Assets Under Management)$ 302,042,079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WATERSHED PRIVATE WEALTH LLC

CRD#: 316408Oak Brook, IL 60523

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