Fernanda B. Araujo

J. SAFRA ASSET MANAGEMENT

AVENTURA, FL 33180

Some features on this profile are disabled

CRD#: 5307300

Professional summary

Fernanda Bomfim Araujo, who also goes by Fernanda Bomfim, is a registered financial advisor currently at J. SAFRA ASSET MANAGEMENT CORPORATION located in Aventura, Florida and SAFRA SECURITIES LLC located in Aventura, Florida.

Fernanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Fernanda has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fernanda Bomfim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) CHIEF COMPLIANCE OFFICER AT J. SAFRA ASSET MANAGEMENT CORP, 40 HOURS WEEKLY INVESTMENT RELATED, LOCATED AT 21500 BISCAYNE BOULEVARD - SUITE #503, AVENTURA FL. 2.) COMPLIANCE OFFICER AT SAFRA NATIONAL BANK OF NEW YORK, INVESTMENT RELATED, LOCATED AT 21500 BISCAYNE BOULEVARD - SUITE #503 FL. 3.) November 2023, Partner owner of Siene Jewelry - non Investment Related - No business hours, silent member only, Online. 4.) CHIEF COMPLIANCE OFFICER AT J. SAFRA INC., 40 HOURS WEEKLY INVESTMENT RELATED, LOCATED AT 21500 BISCAYNE BOULEVARD - SUITE #503, AVENTURA FL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernanda Bomfim Araujo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2020 - Present

J. SAFRA ASSET MANAGEMENT CORPORATION

Office #1: 3050 Aventura Blvd, Aventura, FL 33180

RIA

CRD#: 131243

AVENTURA, FL

Current

March 23, 2018 - Present

SAFRA SECURITIES LLC

Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180

CRD#: 47873

Aventura, FL

Past

September 29, 2017 - February 20, 2018

MORGAN STANLEY

RIA

CRD#: 149777

BOCA RATON, FL

Past

September 29, 2017 - February 20, 2018

MORGAN STANLEY

CRD#: 149777

BOCA RATON, FL

Past

August 2, 2016 - September 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

July 19, 2016 - September 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

April 24, 2014 - July 8, 2016

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701

MIAMI, FL

Past

August 16, 2012 - April 11, 2014

SAFRA SECURITIES LLC

CRD#: 47873

NEW YORK, NY

Past

June 1, 2009 - March 13, 2012

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - March 13, 2012

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

May 5, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

November 9, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 3, 2007 - October 29, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. SAFRA ASSET MANAGEMENT CORPORATION

J. SAFRA ASSET MANAGEMENT CORPORATION | SAFRA ASSET MANAGEMENT CORPORATION

CRD#: 131243 / SEC#: 801-63032

RIA

Registered Investment Advisory firm - (4/15/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/23/2018)

IAR

Florida
(2/24/2020)

New York
(3/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/9/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/31/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/5/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 12/7/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/15/2016

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

J. SAFRA ASSET MANAGEMENT CORPORATION

J. SAFRA ASSET MANAGEMENT CORPORATION | SAFRA ASSET MANAGEMENT CORPORATION

CRD#: 131243 / SEC#: 801-63032

RIA

Registered Investment Advisory firm - (4/15/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

546 Fifth Avenue, New York City, NY 10036

Mailing Address

Phone number

(212) 704-5553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JSAM ADV PART II BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,955
AUM (Assets Under Management)	$ 4,602,669,883

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
02/27/2024	Cover Page	Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Fernanda B. Araujo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernanda Bomfim Araujo's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFRA SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANCO DO BRASIL SECURITIES LLC

SAFRA SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

J. SAFRA ASSET MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2018

SIE

Date: 10/1/2018

Series 31

Date: 9/9/2008

Series 7

Date: 8/31/2007

Series 4

Date: 7/5/2018

Series 10

Date: 12/7/2016

Series 9

Date: 8/15/2016

FINRA

Current Firm

J. SAFRA ASSET MANAGEMENT CORPORATION

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J. SAFRA ASSET MANAGEMENT CORPORATION

TRUST BUT VERIFY

Similar Advisors