Scott M. Winkler

OASIS WEALTH PLANNING ADVISORS

Roswell, GA

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CRD#: 5250629

Professional summary

Scott Mason Winkler, CFP® is a registered financial advisor currently at OASIS WEALTH PLANNING ADVISORS located in Roswell, Georgia.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mason Winkler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

March 14, 2022 - Present

OASIS WEALTH PLANNING ADVISORS

RIA

CRD#: 285474

Roswell, GA

Past

February 9, 2007 - January 31, 2022

WINKLER FINANCIAL PLANNING, LLC

RIA

CRD#: 142412

NORCROSS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OASIS WEALTH PLANNING ADVISORS

OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC

CRD#: 285474 / SEC#: 801-130696

RIA

Registered Investment Advisory firm - (7/16/2024 Approved)

Alabama

Registered Investment Advisory firm - (8/1/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2024 Terminated)

Georgia

Registered Investment Advisory firm - (8/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OASIS WEALTH PLANNING ADVISORS

OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC

CRD#: 285474 / SEC#: 801-130696

RIA

Registered Investment Advisory firm - (7/16/2024 Approved)

Alabama

Registered Investment Advisory firm - (8/1/2024 Terminated)

Florida

Registered Investment Advisory firm - (8/1/2024 Terminated)

Georgia

Registered Investment Advisory firm - (8/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (8/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/1/2024 Terminated)

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Contact information

Main Address

Nashville, TN

Mailing Address

Phone number

(615) 933-3314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OASIS WEALTH PLANNING ADV PART 2A AMENDMENT V.12.16.25 (12/16/2025)

Regulatory assets under management

Total Number of Accounts	819
AUM (Assets Under Management)	$ 267,819,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott M. Winkler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Mason Winkler's CRS (Customer Relationship Summary).

Certified licenses

Experience

OASIS WEALTH PLANNING ADVISORS

WINKLER FINANCIAL PLANNING, LLC

Primary Firm SEC Registration

OASIS WEALTH PLANNING ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

OASIS WEALTH PLANNING ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OASIS WEALTH PLANNING ADVISORS

TRUST BUT VERIFY

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