Sandra L. Holland
Professional summary
Sandra L. Holland, who also goes by Sandra Lee Hanlon, Sandra Hanlon, Sandra Lee Herron, Sandra L Holland, Sandra Lee Holland, Sandra Lee Zukowski, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Grove City, Ohio.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Sandra has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sandra L. Holland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sandra L. Holland's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
PNC WEALTH MANAGEMENT LLC
February 16, 2023 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 200 Lake Drive East 3rd Floor, Cherry Hill, NJ 08002February 4, 2022 - January 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 4, 2022 - January 25, 2023
RAYMOND JAMES & ASSOCIATES, INC.
February 4, 2022 - January 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 4, 2022 - January 25, 2023
RAYMOND JAMES & ASSOCIATES, INC.
February 4, 2019 - November 9, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 4, 2019 - November 9, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 24, 2018 - December 5, 2018
VALMARK ADVISERS, INC.
April 26, 2018 - December 5, 2018
VALMARK SECURITIES, INC.
December 7, 2011 - April 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
December 6, 2011 - April 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2007 - November 21, 2011
OSAIC FA, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2023)
(2/17/2023)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
