MO
Matthew N. O'brien
VOYA FINANCIAL ADVISORS
BRAINTREE, MA 02184
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CRD#: 5206139
MO
Professional summary
Matthew Nmn O'brien, CFP®, who also goes by Matt O'brien, Matthew O'brien, Matt Obrien, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Braintree, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt O'brien | Matthew O'brien | Matt Obrien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1 GROVE ST; WELLESLEY; MA; 02482; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/27/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Matthew O'Brien CFP; Yes; 30 Braintree Hill Office Park - 3N; Braintree; MA; 02481; Financial Services/DBA; Matthew O'Brien CFP; 1/1/2021; 5; 5; Sale and Service Insurance, Securities and Investment Products| SNJ VENTURES INC. POSITION: President NATURE: LLC setup for business planning purposes. Payroll is run through this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 15 Eastleigh Ln, Natick MA 01760, United States DESCRIPTION: use entity to provide payroll to administrative staff
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Nmn O'brien's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Nmn O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
February 29, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 30 Braintree Hill Office Park Rd 4n Suite 200, Braintree, MA 02184RIA
BD
CRD#: 2882
BRAINTREE, MA
Current
January 29, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 30 Braintree Hill Office Park Rd 4n Suite 200, Braintree, MA 02184RIA
BD
CRD#: 2882
BRAINTREE, MA
Past
February 25, 2013 - February 9, 2016
FINANCIAL FOUNDATIONS, INC.
RIA
CRD#: 129212
WESTBOROUGH, MA
Past
February 4, 2013 - January 29, 2016
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Westborough, MA
Past
June 6, 2011 - January 29, 2016
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Westborough, MA
Past
March 26, 2008 - May 2, 2011
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
BOSTON, MA
Past
July 3, 2007 - March 19, 2008
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
BOSTON, MA
Past
October 30, 2006 - March 19, 2008
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/9/2016)
RR
Connecticut(3/4/2016)
RR
Florida(3/31/2017)
RR
Georgia(9/21/2023)
RR
Maine(4/22/2024)
RR
Maryland(5/16/2023)
RR
Massachusetts(1/29/2016)
IAR
Massachusetts(2/29/2016)
RR
Nevada(9/21/2023)
RR
New Hampshire(6/1/2022)
RR
New Jersey(4/6/2016)
RR
New York(4/15/2016)
IAR
New York(10/11/2022)
RR
North Carolina(7/26/2016)
RR
Pennsylvania(1/10/2020)
RR
Texas(1/3/2019)
IAR
Texas(1/17/2019)
RR
Vermont(5/16/2023)
RR
Virginia(4/7/2016)
RR
Wisconsin(3/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Braintree, MA 02184TRUST BUT VERIFY
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