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RJ

Robert H. Jones

GREAT POINT CAPITAL LLC
Lakewood, CO 80226
Some features on this profile are disabled
CRD#: 5169688
RJ

Professional summary

Robert Hunter Jones, who also goes by Hunter Jones, Robert Hunter Jones, Robert Jones, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Lakewood, Colorado.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hunter Jones | Robert Hunter Jones | Robert Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Hunter Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2019 - Present

GREAT POINT CAPITAL LLC

Office #1: 215 South Wadsworth Blvd. Suite 250, Lakewood, CO 80226
BD
CRD#: 114203
Lakewood, CO
Past

June 7, 2019 - December 19, 2019

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
CENTENNIAL, CO
Past

January 2, 2019 - May 30, 2019

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

January 7, 2016 - December 31, 2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

BD
CRD#: 144464
DENVER, CO
Past

August 16, 2007 - December 14, 2015

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

July 4, 2006 - August 4, 2006

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
CENTENNIAL, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/24/2025)
RR
California
(12/13/2019)
RR
Colorado
(12/13/2019)
RR
Connecticut
(8/15/2023)
RR
Delaware
(9/10/2020)
RR
Idaho
(3/25/2021)
RR
Illinois
(8/31/2021)
RR
Iowa
(2/15/2023)
RR
Louisiana
(6/16/2021)
RR
Nevada
(12/12/2024)
RR
New Jersey
(10/22/2020)
RR
New York
(5/5/2022)
RR
Oregon
(5/26/2020)
RR
Rhode Island
(6/24/2025)
RR
South Carolina
(4/27/2022)
RR
Texas
(12/13/2019)
RR
Utah
(10/22/2020)
RR
Virginia
(9/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/3/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203Lakewood, CO 80226

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