Todd A. Mitchell

ATEGENOS CAPITAL

Somers, CT

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CRD#: 5136976

Professional summary

Todd Andrew Mitchell, who also goes by Todd Mitchell, Todd Andrew Mitchell, is a registered financial advisor currently at ATEGENOS CAPITAL, LLC located in Somers, Connecticut.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Todd has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Mitchell | Todd Andrew Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Somers Lacrosse Association, Investment Related - No; Started 09/2024; Vice President; VP of 501c - 3 scholarships annually and annual lacrosse tournament; 2 hours per month with 0 hours during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Andrew Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

ATEGENOS CAPITAL, LLC

RIA

CRD#: 326708

Somers, CT

Past

August 8, 2023 - May 8, 2025

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 107975

OMAHA, NE

Past

August 8, 2023 - May 8, 2025

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

August 6, 2018 - July 31, 2023

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Glastonbury, CT

Past

October 31, 2017 - March 16, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

October 2, 2017 - July 13, 2023

SYMMETRY PARTNERS

RIA

CRD#: 120982

GLASTONBURY, CT

Past

April 4, 2012 - September 13, 2017

VIRTUS INVESTMENT ADVISERS, LLC

RIA

CRD#: 106982

HARTFORD, CT

Past

August 25, 2008 - September 13, 2017

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

February 6, 2007 - August 4, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

November 9, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHELTON, CT

Past

November 9, 2006 - August 4, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

Past

August 8, 2006 - October 2, 2006

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATEGENOS CAPITAL, LLC

CRD#: 326708 / SEC#: 801-128024

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/1/2025)

IAR

Pennsylvania
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2006

General Securities Representative Examination

Current Firm

ATEGENOS CAPITAL, LLC

CRD#: 326708 / SEC#: 801-128024

RIA

Registered Investment Advisory firm - (5/22/2023 Approved)

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Contact information

Main Address

1000 Chesterbrook Boulevard Suite 102, Berwyn, PA 19312

Mailing Address

Phone number

+1 (800) 461-3205

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATEGENOS BROCHURE, SEPTEMBER 2025 (9/3/2025)

ATEGENOS BROCHURE - WRAP PROGRAM, SEPTEMBER 2025 (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,758
AUM (Assets Under Management)	$ 466,434,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Andrew Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORION PORTFOLIO SOLUTIONS, LLC

BRINKER CAPITAL SECURITIES, LLC

FORESIDE FINANCIAL SERVICES, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

SYMMETRY PARTNERS

VIRTUS INVESTMENT ADVISERS, LLC

VP DISTRIBUTORS LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

WINSLOW, EVANS & CROCKER, INC.

Primary Firm SEC Registration

ATEGENOS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2007

Series 63

Date: 1/23/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2006

Current Firm

ATEGENOS CAPITAL, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATEGENOS CAPITAL, LLC

TRUST BUT VERIFY

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