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JT

James H. Terrells

NORTHWEST INVESTMENT ADVISORS
Spokane, WA 99201
Some features on this profile are disabled
CRD#: 5121159
JT

Professional summary

James H Terrells JR, who also goes by James H Terrells, is a registered financial professional currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.

James is registered as a RR (Registered Representative) and started their career in finance in 2007. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James H Terrells

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LODESTONE WEALTH MANAGEMENT LLC 9 SOUTH WASHINGTON STREET, SUITE 211 SPOKANE, WA 99201 INVESTMENT RELATED - INVESTMENT ADVISORY SERVICES INVESTMENT ADVISER REPRESENTATIVE AFFILIATION START: 07/2021 80 HOURS PER MONTH 4 HOURS DURING THE TRADING DAY I PROVIDE INVESTMENT MANAGEMENT ON AN ADVISORY BASIS FOR THOSE CLIENTS THAT WISH TO UTILIZE THIS METHOD AS OPPOSED TO A RETAIL TRADING RELATIONSHIP.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James H Terrells JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2014 - Present

NORTHWEST INVESTMENT ADVISORS, INC.

Office #1: 9 South Washington Street, Suite 211, Spokane, WA 99201
RIA
BD
CRD#: 109737
Spokane, WA
Past

February 7, 2014 - October 16, 2025

LODESTONE WEALTH MANAGEMENT LLC

RIA
CRD#: 151115
SPOKANE, WA
Past

February 25, 2013 - January 28, 2014

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA
CRD#: 3641
SPOKANE, WA
Past

January 4, 2013 - January 28, 2014

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
SPOKANE, WA
Past

July 31, 2007 - September 26, 2012

SELKIRK INVESTMENTS, INC.

BD
CRD#: 13854
SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(2/4/2014)
RR
Washington
(3/3/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/22/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/30/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NORTHWEST INVESTMENT ADVISORS, INC.
NORTHWEST INVESTMENT ADVISORS, INC | NORTHWEST INVESTMENT ADVISORS, INC.

CRD#: 109737 / SEC#: , 8-65282

California
Registered Investment Advisory firm - SEC (5/20/2016 Approved)
Georgia
Registered Investment Advisory firm - SEC (5/8/2014 Approved)
Montana
Registered Investment Advisory firm - SEC (10/16/2008 Approved)
Washington
Registered Investment Advisory firm - SEC (3/25/2003 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
9 S Washington St Ste 210 Suite 210, Spokane, WA 99201
Mailing Address
9 S Washington St Ste 210, Spokane, WA 99201
Phone number
(509) 252-4140
Established
Washington since 02/25/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
16

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GRUBB, SEAN MICHAELPRESIDENT/SECRETARY/CCO/CFO4110305

Regulatory assets under management

Total Number of Accounts95
AUM (Assets Under Management)$ 35,259,644

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHWEST INVESTMENT ADVISORS, INC.

CRD#: 109737Spokane, WA 99201

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