Mariette L. Clardy-davis
Professional summary
Mariette Lynn Clardy-davis, who also goes by Mariette L Clardy, Mariette Lynn Clardy, Mariette Lynn Clardy-davis, Mariette Clardy Torres, is a registered financial professional currently at PFS INVESTMENTS INC. located in Duluth, Georgia.
Mariette is registered as a RR (Registered Representative) and started their career in finance in 2006. Mariette has worked at 17 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mariette Lynn Clardy-davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2023 - Present
PFS INVESTMENTS INC.
Office #1: 1 Primerica Parkway, Duluth, GA 30099-0001January 20, 2022 - March 1, 2023
FORIS CAPITAL US LLC
May 13, 2021 - September 13, 2021
TUXEDO CAPITAL PARTNERS, LLC
April 6, 2021 - May 12, 2021
METRIC FINANCIAL, LLC
August 10, 2020 - September 8, 2021
LAFISE SECURITIES LLC
August 17, 2017 - November 2, 2018
PACES BATTLE GROUP, INC.
February 24, 2016 - December 31, 2019
TC2000 BROKERAGE, INC.
June 25, 2015 - February 15, 2023
CHURCHILL STATESIDE SECURITIES, LLC
January 8, 2014 - February 28, 2014
BROWN ASSOCIATES, INC.
January 3, 2012 - January 27, 2012
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
April 29, 2010 - December 31, 2011
DIVINE CAPITAL MARKETS LLC
September 28, 2009 - November 30, 2009
AMERICAN SECURITIES GROUP, INC.
February 26, 2009 - September 28, 2009
FINTRUST BROKERAGE SERVICES, LLC
January 8, 2009 - March 12, 2015
LAFISE SECURITIES LLC
January 2, 2009 - September 28, 2009
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
June 24, 2008 - March 12, 2009
YIELDQUEST SECURITIES, LLC
October 1, 2007 - June 19, 2008
LIHTC SECURITIES, LLC
February 21, 2007 - February 12, 2008
REGISTER FINANCIAL ASSOCIATES, INC.
March 21, 2006 - November 10, 2006
J.P. TURNER & COMPANY, L.L.C.
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
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