J David D. Kepler
Professional summary
J David David Kepler, who also goes by Dave Kepler, David Kepler, J David Kepler, J. David Kepler, John D Kepler, John David Kepler, Jdavid Kepler, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Scottsdale, Arizona.
J David is registered as a RR (Registered Representative) and started their career in finance in 2006. J David has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J David David Kepler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 11111 N Scottsdale Rd Ste 110, Scottsdale, AZ 85254August 1, 2022 - November 22, 2022
HORACE MANN INVESTORS, INC.
March 16, 2022 - June 8, 2022
STATE FARM VP MANAGEMENT CORP.
September 13, 2017 - February 16, 2022
HORACE MANN INVESTORS, INC.
May 30, 2012 - February 16, 2022
HORACE MANN INVESTORS, INC.
April 18, 2011 - May 15, 2012
MIDWESTERN SECURITIES TRADING COMPANY, LLC
August 27, 2010 - May 15, 2012
MIDWESTERN SECURITIES TRADING COMPANY, LLC
February 14, 2006 - August 30, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2023)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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