Christopher T. Vines

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CRD#: 5011145

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Thomas Vines, who also goes by Christopher T VInes, Christopher Vines, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2007. Christopher had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher T Vines | Christopher Vines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/26/2019 ADDRESS: 1117 22nd St. South, # 207, Birmingham AL 35205, United States DESCRIPTION: AL INSURANCE AGENT PROVIDING VARIOUS TYPES OF INSURANCE (2) KEYSTONE FINANCIAL POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 10 START DATE: 09/26/2019 ADDRESS: 1117 22nd St. South, # 207, Birmingham AL 35205, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE AT DBA KEYSTONE FINANCIAL.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 18, 2019 - January 27, 2025

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BIRMINGHAM, AL

Past

October 2, 2019 - January 27, 2025

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BIRMINGHAM, AL

Past

January 5, 2017 - September 26, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

January 5, 2017 - September 26, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

December 1, 2015 - January 5, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

Mountain Brk, AL

Past

November 24, 2015 - January 5, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Birmingham, AL

Past

November 21, 2013 - October 27, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BIRMINGHAM, AL

Past

November 21, 2013 - October 27, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

BIRMINGHAM, AL

Past

September 1, 2011 - November 22, 2013

OSAIC FS, INC.

RIA

CRD#: 3870

BIRMINGHAM, AL

Past

September 1, 2011 - November 22, 2013

OSAIC FS, INC.

CRD#: 3870

BIRMINGHAM, AL

Past

February 16, 2011 - August 2, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BIRMINGHAM, AL

Past

March 23, 2010 - August 2, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BIRMINGHAM, AL

Past

July 24, 2008 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BIRMINGHAM, AL

Past

July 24, 2008 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BIRMINGHAM, AL

Past

October 8, 2007 - July 7, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

BIRMINGHAM, AL

Past

October 8, 2007 - July 7, 2008

OSAIC FA, INC.

CRD#: 3978

BIRMINGHAM, AL

Past

July 27, 2007 - September 25, 2007

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717 / SEC#: 801-62667, 8-22870

RIA

Registered Investment Advisory firm - SEC (1/30/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2008

General Securities Principal Examination

Current Firm

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717 / SEC#: 801-62667, 8-22870

RIA

Registered Investment Advisory firm - SEC (1/30/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

12671 High Bluff Drive Suite 200, San Diego, CA 92130

Mailing Address

12671 High Bluff Drive Suite 200, San Diego, CA 92130

Phone number

(858) 436-3180

Established

Delaware since 07/09/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

622

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B WRAP BROCHURE (9/4/2025)

FORM ADV PART 2A BROCHURE (9/4/2025)

Direct owners and executive officers

Name	Position	CRD#
INDEPENDENT FINANCIAL GROUP, INC.	OWNER
DAVIS, SCOTT EARLE	CFO & FINOP	7160800
DENNEN, BRIAN	CCO BROKERAGE & ADVISORY	3239786
FISCHER, DAVID ALLEN	MANAGING DIRECTOR	1634222
HEISING, SCOTT ALLEN	CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR	2192259
KEEFE, KEVIN MICHAEL	PRESIDENT, COO	1869560
KREISMAN, SARAH JILL	SVP & GENERAL COUNSEL	2671706
PEARSON, TROY DALE	ROSFP	2413897

Regulatory assets under management

Total Number of Accounts	44,046
AUM (Assets Under Management)	$ 11,322,059,063

Disclosures

Regulatory Event	15
Arbitration	2
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher T. Vines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

OSAIC FS, INC.

OSAIC FS, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC FA, INC.

OSAIC FA, INC.

STONEX SECURITIES INC.

Primary Firm SEC Registration

INDEPENDENT FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2007

Series 24

Date: 1/28/2008

Current Firm

INDEPENDENT FINANCIAL GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

INDEPENDENT FINANCIAL GROUP, LLC

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