Allison M. Berger
FINANCIAL SYMMETRY
RALEIGH, NC 27607
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CRD#: 4996474
Professional summary
Allison Marie Berger, CFP®, who also goes by Allison Marie Maul, is a registered financial advisor currently at FINANCIAL SYMMETRY INC. located in Raleigh, North Carolina.
Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Allison has worked at 1 firm and has passed the Series 65 exam.
Biography
Allison utilizes her 10+ years of experience with Financial Symmetry working with clients to provide custom financial strategies to help them achieve their goals. She believes in building strong relationships and providing guidance through the many changes life brings.
In addition to working with clients, Allison is also passionate about financial education and empowering women in finance. To further financial education she has volunteered with NAPFA’s “Your Money Bus” campaign, hosted webinars for employer sponsored plans to encourage savings, and spoken to local college students about the benefits of investing early and often. She is also a frequent contributor to the NAPFA and Kiplinger “Maximize Your Money” events and is a WIN (Women’s Initiative) Advocate for the CFP® Board, working to attract more women to the financial planning profession and CFP® certification.
She and her husband Jason have two sons, Ryan and Sebastian. Her other interests include health and fitness, traveling, and soccer. A lifelong soccer player, Allison is a “Soccer Mom” in every sense of the word, continuing to play in Triangle adult leagues and shuttling her kids to “Mini Kickers” classes on Saturday mornings.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Investment Planning
Budgeting
Retirement Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
College/Education Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Allison Marie Maul
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Allison Marie Berger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 12, 2017 - Present
FINANCIAL SYMMETRY INC.
Office #1: 5438 Wade Park Blvd Suite 310, Raleigh, NC 27607RIA
CRD#: 118443
RALEIGH, NC
Past
July 8, 2005 - December 3, 2009
FINANCIAL SYMMETRY INC.
RIA
CRD#: 118443
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL SYMMETRY INC.
FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.
CRD#: 118443 / SEC#: 801-62698
RIA
Registered Investment Advisory firm - (1/28/2004 Approved)North Carolina
Registered Investment Advisory firm - (1/28/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/12/2017)
Current Firm
FINANCIAL SYMMETRY INC.
FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.
CRD#: 118443 / SEC#: 801-62698
RIA
Registered Investment Advisory firm - (1/28/2004 Approved)North Carolina
Registered Investment Advisory firm - (1/28/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5438 Wade Park Blvd Suite 310, Raleigh, NC 27607
Mailing Address
Phone number
(919) 851-8200
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,000 |
| AUM (Assets Under Management) | $ 1,210,652,897 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 02/27/2024 | ||
| 10/28/2022 |
Red Flags
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Company Information
FINANCIAL SYMMETRY INC.
CRD#: 118443Raleigh, NC 27607TRUST BUT VERIFY
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Contact information
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