SW
Sean D. Wickersham
TLG ADVISORS
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 4994630
SW
Professional summary
Sean David Wickersham is a registered financial advisor currently at TLG ADVISORS, INC. located in Littleton, Colorado and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sean has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TLG ADVISORS, INC - 26 W. DRY CREEK CIR, STE 800, LITTLETON, CO 80120 - SINCE 9/2009, INV REL, IAR BSN, DEVOTE 10 HRS/MO.
CRS (Client Relationship Summary) - RIA
Click below to view Sean David Wickersham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2009 - Present
TLG ADVISORS, INC.
Office #1: 26 W Dry Creek Circle Suite 800, Littleton, CO 80120RIA
CRD#: 111052
Littleton, CO
Current
July 27, 2005 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
Summit, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2013)
RR
Alaska(10/15/2020)
RR
Arizona(8/8/2013)
RR
Arkansas(10/15/2020)
RR
California(7/25/2012)
RR
Colorado(7/27/2005)
IAR
Colorado(9/2/2009)
RR
Connecticut(8/8/2013)
RR
Delaware(8/8/2013)
RR
District of Columbia(10/15/2020)
RR
Florida(7/25/2012)
RR
Georgia(7/25/2012)
RR
Hawaii(10/15/2020)
RR
Idaho(10/15/2020)
RR
Illinois(7/25/2012)
RR
Indiana(8/8/2013)
RR
Iowa(8/8/2013)
RR
Kansas(8/8/2013)
RR
Kentucky(8/8/2013)
RR
Louisiana(10/15/2020)
RR
Maine(8/8/2013)
RR
Maryland(8/8/2013)
RR
Massachusetts(10/15/2020)
RR
Michigan(7/25/2012)
RR
Minnesota(8/8/2013)
RR
Mississippi(10/15/2020)
RR
Missouri(8/8/2013)
RR
Montana(12/13/2012)
RR
Nebraska(8/8/2013)
RR
Nevada(8/8/2013)
RR
New Hampshire(8/8/2013)
RR
New Jersey(7/25/2012)
RR
New Mexico(10/15/2020)
RR
New York(7/25/2012)
RR
North Carolina(7/25/2012)
RR
North Dakota(1/2/2013)
RR
Ohio(7/25/2012)
RR
Oklahoma(8/8/2013)
RR
Oregon(5/9/2019)
RR
Pennsylvania(7/25/2012)
RR
Puerto Rico(10/15/2020)
RR
Rhode Island(8/8/2013)
RR
South Carolina(10/15/2020)
RR
South Dakota(10/15/2020)
RR
Tennessee(10/15/2020)
RR
Texas(7/25/2012)
RR
Utah(10/15/2020)
RR
Vermont(8/8/2013)
RR
Virginia(7/25/2012)
RR
Washington(8/8/2013)
RR
West Virginia(10/15/2020)
RR
Wisconsin(8/8/2013)
RR
Wyoming(10/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
