Shawn S. Henderson
Professional summary
Shawn Stephen Henderson, who also goes by Shawn Stephen Henderson, Shawn Henderson, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Shawn is registered as a RR (Registered Representative) and started their career in finance in 2005. Shawn has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawn Stephen Henderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2023 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262October 30, 2017 - November 22, 2021
KESTRA ADVISORY SERVICES, LLC
October 30, 2017 - November 22, 2021
KESTRA INVESTMENT SERVICES, LLC
October 27, 2016 - November 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 2016 - November 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2016 - October 13, 2016
SCOTTRADE INVESTMENT MANAGEMENT
August 26, 2014 - October 13, 2016
SCOTTRADE, INC.
November 16, 2009 - August 4, 2014
STRATEGIC ADVISERS LLC
July 1, 2009 - August 1, 2014
FIDELITY BROKERAGE SERVICES LLC
August 17, 2005 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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