Andrea N. Dandridge
Professional summary
Andrea Nichelle Ashley Dandridge, who also goes by Andrea Nichelle Ashley Dandridge, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in Atlanta, Georgia and CETERA WEALTH SERVICES, LLC located in Atlanta, Georgia.
Andrea is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrea has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrea Nichelle Ashley Dandridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339January 24, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339January 24, 2017 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339January 24, 2017 - Present
CETERA ADVISORS LLC
Office #1: 2300 Windy Ridge Parkway Suite 150-s, Atlanta, GA 30339January 22, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
January 27, 2017 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
August 25, 2014 - January 31, 2017
FSC SECURITIES CORPORATION
May 6, 2013 - August 26, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 15, 2009 - May 10, 2013
E*TRADE SECURITIES LLC
April 3, 2008 - October 2, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2017)
Exams
FINRA
Current Firm
CETERA ADVISORS LLC
CRD#: 10299 / SEC#: 801-33020, 8-26892
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| ARNOLD, SUMMER SELTZER | VICE PRESIDENT | 2954103 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| DEL VALLE, ELISA ANNE-MARIE | VICE PRESIDENT | 4807911 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HALLORAN, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CHIEF COMPLIANCE OFFICER | 5059176 |
| MERRILL, GARRETT JAMES | VICE PRESIDENT | 4306692 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| VOGEL, RICHARD CHARLES | VICE PRESIDENT | 4024999 |
Regulatory assets under management
| Total Number of Accounts | 81,652 |
| AUM (Assets Under Management) | $ 21,989,347,265 |
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
