Nicolas J. Timpone

STATE FARM VP MANAGEMENT

Huntington, NY 11743

Some features on this profile are disabled

CRD#: 4909286

Professional summary

Nicolas Jonathan Timpone, who also goes by Nicholas J Timpone, Nicolas J Timpone, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Huntington, New York.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2005. Nicolas has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas J Timpone | Nicolas J Timpone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT FINANCIAL SOLUTIONS; SAME AS BRANCH; INV REL; INSURANCE SALES; AGENT; START DATE=09/2010; HRS/MO=100; TRADING HRS/MO=100; SELL FOR COMMISSION FIXED LIFE AND/OR ANNUITY PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Jonathan Timpone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2023 - Present

STATE FARM VP MANAGEMENT CORP.

Office #1: 18 West Carver Street Suite 4, Huntington, NY 11743

CRD#: 43036

Huntington, NY

Past

November 1, 2021 - November 21, 2022

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

WESTBURY, NY

Past

June 9, 2021 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

GARDEN CITY, NY

Past

September 24, 2010 - November 21, 2022

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

GARDEN CITY, NY

Past

February 18, 2005 - September 14, 2010

NEW ENGLAND SECURITIES

CRD#: 615

UNIONDALE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/1/2025)

New Jersey
(8/1/2025)

New York
(11/30/2023)

Pennsylvania
(8/1/2025)

Exams

State Security Law Exam

Series 63

Date: 4/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/17/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: , 8-50128

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One State Farm Plaza, Bloomington, IL 61710-0001

Mailing Address

One State Farm Plaza, Bloomington, IL 61710-0001

Phone number

(833) 430-8518

Established

Delaware since 11/27/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STATE FARM INVESTMENT MANAGEMENT	SHAREHOLDER	3487
COOK, KRISTYN	EXECUTIVE VICE PRESIDENT AND DIRECTOR	4215717
FARNEY, JON CHARLES	PRESIDENT AND DIRECTOR	2839964
GHANBARPOUR, ARASH	VICE PRESIDENT AND DIRECTOR	5129325
HINTZ, SCOTT ALEXANDER	VICE PRESIDENT - FINANCIAL AND SECRETARY	2004555
LUDWIG, TERRENCE MICHAEL	CHIEF COMPLIANCE OFFICER AND TREASURER	3231040
MINEAU, SARAH	SENIOR VICE PRESIDENT AND DIRECTOR	4634160
MONTGOMERY, BRADLEY DOYLE	SENIOR VICE PRESIDENT AND DIRECTOR	2913835
PRESTON, BRIAN LYNN	ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER	4312143
WILLARD, DANIEL NELSON	ASSISTANT SECRETARY AND COUNSEL	5207081

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicolas J. Timpone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Jonathan Timpone's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE FARM VP MANAGEMENT CORP.

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2011

SIE

Date: 10/1/2018

Series 6

Date: 2/17/2005

FINRA

Current Firm

STATE FARM VP MANAGEMENT CORP.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STATE FARM VP MANAGEMENT CORP.

TRUST BUT VERIFY

Similar Advisors