Carolina H. Orellana
Professional summary
Carolina H Orellana, who also goes by Carolina Herminia Cruz, Carolina H Ortega, Carolina Herminia Ortega, Carolina Ortega, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Carolina is registered as a RR (Registered Representative) and started their career in finance in 2018. Carolina has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolina H Orellana's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
February 20, 2024 - August 13, 2024
OSAIC WEALTH, INC.
March 29, 2019 - July 19, 2023
RAYMOND JAMES & ASSOCIATES, INC.
April 5, 2018 - March 22, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2024)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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