James W. Hobgood
Professional summary
James Wesley Hobgood, who also goes by Wes Hobgood, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Wesley Hobgood's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017January 28, 2015 - June 19, 2023
INVESCO ADVISERS, INC.
December 7, 2007 - June 19, 2023
INVESCO DISTRIBUTORS, INC.
June 26, 2007 - December 7, 2007
FUND MANAGEMENT COMPANY
January 25, 2005 - June 26, 2007
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/28/2023)
(9/28/2023)
(9/27/2023)
(9/27/2023)
(9/28/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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