Matthew Dench
Professional summary
Matthew Dench, who also goes by Matthew Terry Dench, Matthew Dench, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, Series 52TO, Series 62, SIE, Series 3, Series 55, Series 7, Series 10, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Dench's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022September 29, 2022 - March 24, 2025
BMO CAPITAL MARKETS CORP.
October 29, 2015 - December 7, 2021
BNP PARIBAS SECURITIES CORP.
October 11, 2011 - July 19, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
August 30, 2010 - October 13, 2011
NOMURA SECURITIES INTERNATIONAL, INC.
October 8, 2009 - August 24, 2010
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
May 26, 2009 - August 24, 2010
BANC OF AMERICA SECURITIES LLC
May 1, 2009 - August 24, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2005 - May 5, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 9/12/2005
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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