Julia H. Lee
Professional summary
Julia Heeju Lee, who also goes by Hee Ju Lee, is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in Golden, Colorado.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2005. Julia has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6TO, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Heeju Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2025 - Present
INSTITUTIONAL CASH DISTRIBUTORS, LLC
Office #1: 600 12th Street, Suite 201, Golden, CO 80401May 6, 2009 - September 16, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 28, 2008 - September 16, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 27, 2006 - November 5, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 29, 2005 - April 17, 2006
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2025)
Exams
Series 7TO
Date: 10/30/2025
General Securities Representative ExaminationSeries 6TO
Date: 11/27/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635 / SEC#: , 8-68161
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICD INTERMEDIATE HOLDCO 2 LLC | HOLDING COMPANY | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| HAZARD, VICTOR JAMES IV | CEO / COO | 1871503 |
| KAHNEY, DOUGLAS RYAN | CHIEF COMPLIANCE OFFICER | 4903813 |
| NEWTON, THOMAS PHILLIP | MANAGING DIRECTOR | 2114728 |
| PITTINSKY, JONATHAN DAVID | CFO/FINOP | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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Company Information
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635Golden, CO 80401TRUST BUT VERIFY
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