Titus D. Allen
CETERA INVESTMENT ADVISERS LLC
Findlay, OH 45840
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CRD#: 4774894
Professional summary
Titus D Allen, CFP®, who also goes by D Titus Allen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Findlay, Ohio and CETERA WEALTH SERVICES, LLC located in Findlay, Ohio.
Titus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Titus has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
D Titus Allen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 336 S MAIN ST; FINDLAY; OH; 45840; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/14/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. 2. NAME OF ENTITY: Midstream LLC; No; 521 S Main St; Findlay; OH; 45840; rental commercial; Owner; 8/29/2018; 1; 0; collect rent| 3. NAME OF ENTITY:MIDSTREAM 2; No; 336 S MAIN; FINDLAY; OH; 45840; COMMERCIAL RENTAL; OWNER; 10/22/2018; 2; 0; OWNER - COLLECT RENT 4. NAME OF ENTITY: Midstream LLC; No; 8128 Ash Ridge Ave; Findlay; OH; 45840; for accounting and tax purposes; member; 4/11/2018; 0; 0; none - LLC is for paying business expenses and for accounting and tax purposes 5. NAME OF ENTITY: Midstream 3 LLC; No; 524 S. Main; Findlay; OH; 45840; rental property; owner; 6/1/2020; 1; 0; collecting rent 6. NAME OF ENTITY: Allen - Kramp Wealth Management; Yes; 520 S Main Suite A; Findlay; OH; 45840; Financial Services/dba; owner; 5/3/2021; 160; 120; Sale and Service Insurance, Securities and financial planning and execution 7. NAME OF OTHER BUSINESS: MIDSTREAM 2 LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT; 8. NAME OF OTHER BUSINESS: TARK LEASING,LLC; INVESTMENT RELATED: NO; ADDRESS: 524 SOUTH MAIN ST, FINDLAY, OH 45840; NATURE OF BUSINESS: LEASING EQUIPMENT; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE LEASING EQUIPMENT SANUA'S, REDLIGHT LIGHTS AND MESSAGE CHAIRS; 9. NAME OF OTHER BUSINESS: TRULY NATURAL THERAPIES; INVESTMENT RELATED: NO; ADDRESS: 524 SOUTH MAIN ST, FINDLAY, OH 45840; NATURE OF BUSINESS: HEALTH SPA; START DATE: 4/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE HEALTH SPA;
CRS (Client Relationship Summary) - RIA
Click below to view Titus D Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 520 S Main Street Ste A, Findlay, OH 45840RIA
CRD#: 105644
Findlay, OH
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 520 S Main Street Ste A, Findlay, OH 45840BD
CRD#: 13572
Findlay, OH
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 16, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Findlay, OH
Past
August 14, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Findlay, OH
Past
October 11, 2007 - September 8, 2017
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
FINDLAY, OH
Past
October 11, 2007 - September 8, 2017
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
FINDLAY, OH
Past
February 22, 2007 - October 23, 2007
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BLUFFTON, OH
Past
July 6, 2005 - October 23, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BLUFFTON, OH
Past
March 31, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Maryland(12/18/2023)
RR
Michigan(6/9/2021)
RR
Mississippi(11/11/2021)
RR
Nevada(2/4/2022)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
IAR
Ohio(6/29/2023)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Tennessee(1/9/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Washington(2/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
