Daniel F. Nicklaus
Professional summary
Daniel F Nicklaus is a registered financial professional currently at TAYLOR GREY, INC. located in Newport Beach, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 3 firms and has passed the Series 63, Series 66, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel F Nicklaus's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2025 - Present
TAYLOR GREY, INC.
April 12, 2007 - January 14, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
April 4, 2007 - January 14, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
September 27, 2004 - April 15, 2005
KEYBANC CAPITAL MARKETS INC.
April 28, 2004 - April 15, 2005
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 11/13/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
TAYLOR GREY, INC.
CRD#: 308518 / SEC#: , 8-70517
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUANG, HENRY | CEO, CCO | 5902670 |
| COLLINS, ELIZABETH SARAH | FINANCIAL AND OPERATIONS PRINCIPAL/CFO |
Red Flags
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