How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

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ADVISOR PROFILE

1. 5/16/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/16/2016 - TRAYWICK FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 5/16 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 5/16/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2016 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 5% - Disability, accident & health, life and LTC. 4. 5/18/2019 - Stratos Wealth Partners - DBA: (Hybrid) Traywick Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5. 5/18/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 5/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 5/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/04/2019 - No business name - Not investment related - home based - Arbonne Consultant - start date: 7/12/2019 - 10 hrs/mo - 2 hrs during trading.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Jaime Marie Traywick

Experience: 20 years / 7 firms

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