Elizabeth S. Lewis
Professional summary
Elizabeth Sarah Hinchliffe Lewis, who also goes by Elizabeth Sarah Hinchliffe, is a registered financial advisor currently at MAPLE CAPITAL MANAGEMENT, INC. located in Montpelier, Vermont.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Elizabeth has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Sarah Hinchliffe Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2012 - Present
MAPLE CAPITAL MANAGEMENT, INC.
Office #1: 535 Stone Cutters Way, Montpelier, VT 05602September 12, 2008 - January 23, 2012
EQUITY SERVICES, INC.
August 5, 2005 - September 4, 2008
JOHN HANCOCK DISTRIBUTORS LLC
January 21, 2004 - July 20, 2005
OPPENHEIMER & CO. INC.
Primary Firm SEC Registration
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2012)
Exams
Current Firm
MAPLE CAPITAL MANAGEMENT, INC.
CRD#: 130209 / SEC#: 801-62783
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,069 |
| AUM (Assets Under Management) | $ 2,193,978,340 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/02/2025 | ||
| 11/13/2024 | ||
| 07/27/2023 | ||
| 10/10/2022 |
Red Flags
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