Jason T. Bubonic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Thomas Bubonic, who also goes by Jason Bubonic, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2012 - April 1, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 27, 2012 - April 1, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 2, 2010 - June 26, 2012
CETERA INVESTMENT SERVICES LLC
July 7, 2010 - June 26, 2012
CETERA INVESTMENT SERVICES LLC
April 2, 2007 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2005 - July 19, 2006
CHASE INVESTMENT SERVICES CORP.
January 28, 2005 - July 19, 2006
CHASE INVESTMENT SERVICES CORP.
February 25, 2004 - January 18, 2005
EQUITABLE ADVISORS, LLC
December 1, 2003 - January 18, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
