Fernando J. Pou

THE LEADERS GROUP

Miami, FL 33131

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CRD#: 4702395

Professional summary

Fernando Javier Pou, who also goes by Fernando Pou, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Miami, Florida.

Fernando is registered as a RR (Registered Representative) and started their career in finance in 2003. Fernando has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Fernando Pou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PASSARELLE SOLUTIONS - 7/27/2020 - 1441 Brickell Avenue, Suite #1520, Miami, FL 33131 - SVP - Life insurance sales, Advising, structuring and analysis of life insurance solutions, Not Invt Rel, Insurance sales, 60 hrs/mo; 0 hrs/mo (during trading hours). 2.) PASSERELLE ADVISORS - 12/1/2016 - 1441 Brickell Avenue, Suite #1520, Miami, FL 33131 - Managing Partner, Managing partner, Invt Rel, RIA business, 2 hrs/mo; 0 hrs/mo (during trading hours). 3.) PASSERELLE FINANCE - 12/1/2016 - 1441 Brickell Avenue, Suite #1520, Miami, FL 33131 - Managing partner, Managing partner, Not Invt Rel, Insurance business, 60 hrs/mo; 0 hrs/mo (during trading hours). 4.) PASSERELLE PARTNERS - 12/14/2015 - 1441 Brickell Avenue, Suite #1520, Miami, FL 33131 - Managing Partner, Managing partner, Not Invt Rel, Insurance sales, 60 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fernando Javier Pou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2020 - Present

THE LEADERS GROUP, INC.

Office #1: 1441 Brickell Avenue Suite 1520, Miami, FL 33131

CRD#: 37157

Miami, FL

Past

December 15, 2018 - August 6, 2020

INSIGHT SECURITIES, INC.

CRD#: 5611

Miami, FL

Past

September 14, 2017 - December 13, 2024

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

Miami, FL

Past

October 17, 2016 - December 27, 2016

INSIGHT SECURITIES, INC.

CRD#: 5611

Miami, FL

Past

June 9, 2016 - June 22, 2016

EFG CAPITAL ADVISORS INC.

RIA

CRD#: 112224

MIAMI, FL

Past

June 9, 2016 - June 22, 2016

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA

CRD#: 158905

MIAMI, FL

Past

March 17, 2011 - November 6, 2014

EFG CAPITAL ADVISORS LLC

RIA

CRD#: 145208

MIAMI, FL

Past

September 12, 2008 - July 8, 2016

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

May 10, 2004 - October 23, 2007

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

April 27, 2004 - October 23, 2007

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

January 22, 2004 - March 23, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ATLANTA, GA

Past

October 28, 2003 - March 23, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/29/2020)

Delaware
(7/29/2020)

Florida
(7/29/2020)

Illinois
(7/29/2020)

New York
(7/29/2020)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/27/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.	SHAREHOLDER
PETERS, ROBERT WILLIAM	FINOP	1704577
RILEY, ZORAH JANE	CHIEF COMPLIANCE OFFICER	3015509
WICKERSHAM, SEAN DAVID	PRESIDENT	4994630

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fernando J. Pou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fernando Javier Pou's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

EFG CAPITAL ADVISORS INC.

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG CAPITAL ADVISORS LLC

EFG CAPITAL INTERNATIONAL

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2010

SIE

Date: 12/27/2016

Series 31

Date: 1/30/2004

Series 7

Date: 10/27/2003

FINRA

Current Firm

THE LEADERS GROUP, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LEADERS GROUP, INC.

TRUST BUT VERIFY

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