CS
Carl Szasz
VERDE CAPITAL MANAGEMENT
Clarkston, MI 48348
Some features on this profile are disabled
CRD#: 4698089
CS
Professional summary
Carl Szasz is a registered financial advisor currently at VERDE CAPITAL MANAGEMENT, INC. located in Clarkston, Michigan.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carl has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mr. Carl Szasz is the owner of Verde Real Estate, a real estate property manager. Verde Real Estate purchases, sells, and manages commercial and residential properties on behalf of its clients.
2. Mr. Carl Szasz is also a Partner in Narrin Farms, LLC, a lakefront horse farm with multiple homes, barns, pastures, paddocks, and other related equine structures.
3. Mr. Carl Szasz is the President of Starbluff Homeowner's Association, an organization that manages maintenance on behalf of the residents of the Starbluff Sub-Division.
4. Sedera Affiliate; Investment Related: No; Location: 7171 Southwest Pkwy building 300 suite 350, Austin, TX 78735; Description of the business: Sedera hosts a medical cost sharing program. We currently sell this program to clients we thing would benefit from it.; Responsibilities Duties: Cost Sharing group for Medical events; Start date with business: 2020-10-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;
5. Managing Partner; Millpond Bed and Breakfast; Investment Related: No; Location: 8031 Ortonville Rd. Suite 210, Clarkston, MI 48348; Description of the business: AirBnb rental property in Clarkston, MI; Responsibilities Duties: I oversee the purchase, rehab and transformation of Millpond from a traditional Bed and Breakfast to an AirBnb. I supervise the various members of our team that work on the project and make decisions about the budget.; Start date with business: 2020-10-15; Hours devoted to business during trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Carl Szasz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2010 - Present
VERDE CAPITAL MANAGEMENT, INC.
Office #1: 8031 Ortonville Road, Suite 210, Clarkston, MI 48348RIA
CRD#: 147179
Clarkston, MI
Past
May 15, 2007 - May 30, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TROY, MI
Past
October 8, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 8, 2003 - May 30, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERDE CAPITAL MANAGEMENT, INC.
VERDE CAPITAL MANAGEMENT, INC.
CRD#: 147179 / SEC#: 801-69167
RIA
Registered Investment Advisory firm - (5/21/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/8/2010)
IAR
Texas(5/11/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
VC
VERDE CAPITAL MANAGEMENT, INC.
VERDE CAPITAL MANAGEMENT, INC.
CRD#: 147179 / SEC#: 801-69167
RIA
Registered Investment Advisory firm - (5/21/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8031 Ortonville Road Suite 210, Clarkston, MI 48348
Mailing Address
Phone number
(248) 528-1870
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,768 |
| AUM (Assets Under Management) | $ 605,723,431 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
